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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
RCAG
651
Rehmann Capital Advisory Group
Michigan
$739K -$118K -1,335 -14%
BG
652
Bahl & Gaynor
Ohio
$738K -$4.26K -48 -0.6%
SAM
653
Sawgrass Asset Management
Florida
$738K – – –
AT
654
Acadia Trust
Maine
$736K – – –
CL
655
CPWM LLC
Washington
$726K – – –
BFM
656
Boston Financial Management
Massachusetts
$722K -$602K -6,773 -45%
FWIA
657
Fort Washington Investment Advisors
Ohio
$722K +$722K +8,138 New
RCG
658
Ruane, Cunniff & Goldfarb
New York
$721K -$5.09M -57,313 -88%
PAA
659
Peregrine Asset Advisers
Oregon
$721K +$45.1K +508 +7%
PVWM
660
Point View Wealth Management
New Jersey
$720K +$13.9K +157 +2%
CTI
661
Community Trust & Investment
Kentucky
$719K – – –
DSN
662
D. Scott Neal
Kentucky
$714K -$4.71K -53 -0.7%
NJBEST
663
New Jersey Better Educational Savings Trust
New Jersey
$710K -$266K -3,000 -27%
FIG
664
FundX Investment Group
California
$710K +$710K +8,000 New
AL
665
Agran Libbie
California
$709K -$26.6K -300 -4%
BMC
666
Benin Management Corp
Connecticut
$705K – – –
SJIM
667
St. Johns Investment Management
Florida
$705K +$26.2K +295 +4%
CPA
668
Court Place Advisors
Maryland
$702K +$40.9K +461 +6%
TIA
669
Tiemann Investment Advisors
California
$699K -$32K -360 -4%
BFA
670
Bragg Financial Advisors
North Carolina
$698K -$12.4K -140 -2%
FWM
671
Focused Wealth Management
New York
$688K +$5.32K +60 +0.8%
SMC
672
Smith, Moore & Co
Missouri
$688K +$31.2K +352 +5%
MPI
673
Mairs & Power Inc
Minnesota
$682K +$266K +3,000 +64%
UAS
674
United Asset Strategies
New York
$681K -$266 -3 -0%
WT
675
Washington Trust
Rhode Island
$678K – – –
25 26
27
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