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Caterpillar
CAT

Overview Fund Activity

1,114 hedge funds and large institutions have $31.5B invested in Caterpillar in 2015 Q1 according to their latest regulatory filings, with 82 funds opening new positions, 401 increasing their positions, 476 reducing their positions, and 152 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,114
Holders Change
-84
Holders Change %
-7.01%
% of All Funds
29.71%
Holding in Top 10
8
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-38.46%
% of All Funds
0.21%
New
82
Increased
401
Reduced
476
Closed
152
Calls
$816M
Puts
$1.85B
Net Calls
-$1.03B
Net Calls Change
-$567M

Top Buyers

1
Harris Associates
Harris Associates
Illinois
+$565M
2
Franklin Resources
Franklin Resources
California
+$256M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$181M
4
Capital World Investors
Capital World Investors
California
+$119M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$95M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$342M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$283M
3
EVM
Eaton Vance Management
Massachusetts
-$209M
4
HCM
Herndon Capital Management
Georgia
-$135M
5
Morgan Stanley
Morgan Stanley
New York
-$122M
Name Holding Trade Value Shares
Change 		Shares
Change %
VRS
651
Virginia Retirement Systems
Virginia
$959K -$2.09M -26,094 -69%
HK
652
Horizon Kinetics
New York
$940K +$82K +1,025 +10%
WT
653
Washington Trust
Rhode Island
$935K -$4.68M -58,441 -83%
SAM
654
Sawgrass Asset Management
Florida
$934K -$96.8K -1,210 -9%
Mariner
655
Mariner
Kansas
$927K -$1.19M -14,908 -56%
CB
656
Community Bank
New York
$920K +$8K +100 +0.9%
CAM
657
CG Asset Management
New York
$912K -$1.07M -13,345 -54%
FIM
658
Fruth Investment Management
Texas
$905K +$7.2K +90 +0.8%
CT
659
Chicago Trust
Illinois
$898K +$898K +11,222 New
FMII
660
Farmers & Merchants Investments Inc
Nebraska
$897K +$67.2K +840 +8%
NFG
661
Next Financial Group
Texas
$895K +$216K +2,699 +32%
MMPW
662
Mitchell McLeod Pugh & Williams
Alabama
$892K +$26.4K +330 +3%
DPIM
663
Duff & Phelps Investment Management
Illinois
$882K -$40.8K -510 -4%
Koshinski Asset Management
664
Koshinski Asset Management
Illinois
$881K -$6.96K -87 -0.8%
BAC
665
Boys Arnold & Co
North Carolina
$867K +$48K +600 +6%
QI
666
Quotient Investors
New York
$864K -$40K -500 -4%
CWP
667
Capital Wealth Planning
Florida
$862K – – –
KCPG
668
Kavar Capital Partners Group
Kansas
$862K +$60.3K +753 +8%
HIC
669
Holderness Investments Company
North Carolina
$858K +$35.8K +448 +4%
DCLA
670
Douglas C. Lane & Associates
New York
$857K -$29.8K -373 -3%
WJA
671
Williams Jones & Associates
New York
$854K -$96K -1,200 -10%
FFC
672
First Financial Corp
Indiana
$850K -$2.24K -28 -0.3%
FPCG
673
Fort Pitt Capital Group
Pennsylvania
$844K – – –
TWI
674
Thomas White International
Illinois
$839K -$507K -6,327 -38%
CCS
675
Crosspoint Capital Strategies
California
$836K -$53.8K -672 -6%
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