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Caterpillar
CAT

Overview Fund Activity

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$494M
2
Invesco
Invesco
Georgia
+$293M
3
Fidelity International
Fidelity International
Bermuda
+$186M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$167M
5
O
OppenheimerFunds
New York
+$155M

Top Sellers

1
State Street
State Street
Massachusetts
-$498M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$144M
3
MNA
Manning & Napier Advisors
New York
-$105M
4
Franklin Resources
Franklin Resources
California
-$100M
5
Capital World Investors
Capital World Investors
California
-$96.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
IHL
651
Investment House LLC
California
$1.4M -$134K -1,350 -9%
CCM
652
Coe Capital Management
Illinois
$1.4M -$22.4K -225 -2%
EOJOAM
653
E. Ohman J:or Asset Management
Sweden
$1.39M -$159K -1,600 -10%
JAFL
654
Jay A. Fishman Ltd
Michigan
$1.38M +$54.8K +551 +4%
PH
655
Pinnacle Holdings
Oklahoma
$1.37M +$68.3K +687 +5%
JPMIA
656
J.P. Marvel Investment Advisors
Massachusetts
$1.36M – – –
BCM
657
Breithorn Capital Management
New York
$1.34M +$7.45K +75 +0.6%
RG
658
Renaissance Group
Kentucky
$1.33M – – –
OMCS
659
Old Mutual Customised Solutions
South Africa
$1.33M +$457K +4,600 +52%
11A
660
10-15 Associates
New York
$1.33M +$32.6K +328 +3%
LI
661
LMCG Investments
Massachusetts
$1.33M +$53.2K +535 +4%
BC
662
Barnett & Company
Tennessee
$1.33M -$12.2K -123 -0.9%
DPIM
663
Duff & Phelps Investment Management
Illinois
$1.32M +$1.99K +20 +0.2%
TRIM
664
Thompson Rubinstein Investment Management
Oregon
$1.31M -$460K -4,625 -26%
ONB
665
Old National Bancorp
Indiana
$1.31M -$19.8K -199 -1%
ECM
666
ETrade Capital Management
Virginia
$1.31M +$148K +1,486 +13%
SAM
667
Sawgrass Asset Management
Florida
$1.31M -$12.4K -125 -0.9%
FFC
668
First Financial Corp
Indiana
$1.29M – – –
MFS
669
Monetta Financial Services
Illinois
$1.29M +$1.29M +13,000 New
ST
670
Spinnaker Trust
Maine
$1.29M +$4.67K +47 +0.4%
BAC
671
Boys Arnold & Co
North Carolina
$1.28M +$407K +4,097 +47%
CWM
672
Confluence Wealth Management
Oregon
$1.27M +$1.27M +12,767 New
Fisher Asset Management
673
Fisher Asset Management
Washington
$1.25M +$215K +2,161 +21%
AIP
674
Ameritas Investment Partners
Nebraska
$1.25M -$1.6M -16,136 -56%
ACP
675
Ashfield Capital Partners
California
$1.25M – – –
25 26
27
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