CAT icon

Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$312M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$305M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$298M
4
Goldman Sachs
Goldman Sachs
New York
+$238M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$133M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$167M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$122M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$115M
4
State Street
State Street
Massachusetts
-$106M
5
Morgan Stanley
Morgan Stanley
New York
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
Pacer Advisors
651
Pacer Advisors
Pennsylvania
$1.22M +$1.22M +13,350 New
GP
652
Girard Partners
Pennsylvania
$1.22M +$1.22M +13,425 New
RG
653
Renaissance Group
Kentucky
$1.22M – – –
BCM
654
Breithorn Capital Management
New York
$1.22M +$7.81K +86 +0.6%
ONB
655
Old National Bancorp
Indiana
$1.22M -$1.18K -13 -0.1%
JAFL
656
Jay A. Fishman Ltd
Michigan
$1.21M -$454K -5,000 -27%
SAM
657
Sawgrass Asset Management
Florida
$1.21M -$43.1K -475 -3%
DPIM
658
Duff & Phelps Investment Management
Illinois
$1.2M -$3.87M -42,645 -76%
JIC
659
Johnson Investment Counsel
Ohio
$1.19M -$136K -1,497 -10%
PH
660
Pinnacle Holdings
Oklahoma
$1.19M -$71.6K -789 -6%
11A
661
10-15 Associates
New York
$1.19M +$41K +452 +4%
FFC
662
First Financial Corp
Indiana
$1.18M -$255K -2,806 -18%
ST
663
Spinnaker Trust
Maine
$1.17M – – –
LI
664
LMCG Investments
Massachusetts
$1.17M +$1.17M +12,832 New
TC
665
TradeLink Capital
Illinois
$1.15M +$1.01M +11,100 +694%
ACP
666
Ashfield Capital Partners
California
$1.14M -$90.2K -994 -7%
CCM
667
Condor Capital Management
New Jersey
$1.14M -$24.2K -267 -2%
TCM
668
Twin Capital Management
Pennsylvania
$1.14M – – –
SI
669
SII Investments
Wisconsin
$1.14M -$119K -1,320 -9%
BOC
670
Barbara Oil Co
Illinois
$1.14M +$1.14M +12,500 New
KT
671
Kanaly Trust
Texas
$1.13M +$428K +4,719 +61%
MYAM
672
Meiji Yasuda Asset Management
Japan
$1.11M -$63.5K -699 -5%
MBTD
673
Mechanics Bank - Trust Department
California
$1.1M -$93.1K -1,025 -8%
WFM
674
Wilmington Funds Management
Delaware
$1.1M -$127K -1,400 -10%
GMIM
675
General Motors Investment Management
New York
$1.08M +$5.99K +66 +0.6%
25 26
27
28 29