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Caterpillar
CAT

Overview Fund Activity

1,065 hedge funds and large institutions have $28.2B invested in Caterpillar in 2015 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 308 increasing their positions, 515 reducing their positions, and 87 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,065
Holders Change
+8
Holders Change %
+0.76%
% of All Funds
27.97%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.18%
New
107
Increased
308
Reduced
515
Closed
87
Calls
$746M
Puts
$1.8B
Net Calls
-$1.05B
Net Calls Change
-$251M

Top Buyers

1
ACM
1
Americafirst Capital Management
California
$420M
2
Capital Research Global Investors
2
Capital Research Global Investors
California
$1.04B
3
AIG
3
American International Group
New York
$347M
4
Invesco
4
Invesco
Georgia
$587M
5
Capital International Investors
5
Capital International Investors
California
$134M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.52B
2
American Century Companies
2
American Century Companies
Missouri
$17.7M
3
SG Americas Securities
3
SG Americas Securities
New York
$16.1M
4
Bank of America
4
Bank of America
North Carolina
$313M
5
Northern Trust
5
Northern Trust
Illinois
$466M
Name Holding Trade Value Shares
Change 		Shares
Change %
BA
626
Broadview Advisors
Wisconsin
$714K +$714K +10,500 New
Pacer Advisors
627
Pacer Advisors
Pennsylvania
$699K +$699K +10,285 New
BFEC
628
Benjamin F. Edwards & Company
Missouri
$688K -$9.03K -133 -1%
WCBA
629
Weaver C. Barksdale & Associates
Tennessee
$688K – – –
FMII
630
Farmers & Merchants Investments Inc
Nebraska
$687K -$13.9K -204 -2%
FIM
631
Fruth Investment Management
Texas
$680K -$13.6K -200 -2%
SCA
632
Salient Capital Advisors
Texas
$680K +$680K +10,008 New
DPIM
633
Duff & Phelps Investment Management
Illinois
$678K -$31.3K -460 -4%
YIA
634
YHB Investment Advisors
Connecticut
$673K -$556K -8,185 -45%
NFG
635
Nations Financial Group
Iowa
$671K +$671K +9,877 New
AP
636
Appleton Partners
Massachusetts
$668K -$35.5K -523 -5%
SGH
637
Schonfeld Group Holdings
New York
$668K +$668K +9,834 New
LNC
638
Lincoln National Corp
Pennsylvania
$667K +$416K +6,569 +166%
AL
639
Agran Libbie
California
$664K -$191K -2,815 -22%
WA
640
WFG Advisors
Texas
$657K +$34.8K +512 +6%
TSWM
641
Triangle Securities Wealth Management
North Carolina
$656K -$136K -2,005 -17%
FPCG
642
Fort Pitt Capital Group
Pennsylvania
$655K -$6.79K -100 -1%
W
643
Wealthfront
California
$653K +$376K +5,541 +136%
CF
644
CenterStar Fund
Illinois
$652K -$599K – –
DCLA
645
Douglas C. Lane & Associates
New York
$651K -$42.5K -626 -6%
SCA
646
Stonebridge Capital Advisors
Minnesota
$650K -$89.4K -1,315 -12%
DBIA
647
Dumont & Blake Investment Advisors
New Jersey
$649K +$10.9K +160 +2%
BAM
648
Burnham Asset Management
New York
$646K – – –
SACTSONJ
649
Supplemental Annuity Collective Trust (SACT) of New Jersey
New Jersey
$636K – – –
SCP
650
Sandhill Capital Partners
New York
$636K +$310K +4,565 +95%
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