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Caterpillar

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed

101% more first-time investments, than exits

New positions opened: 135 | Existing positions closed: 67

5% more funds holding

Funds holding: 1,1441,198 (+54)

1.74% more ownership

Funds ownership: 65.22%66.96% (+1.7%)

6% less repeat investments, than reductions

Existing positions increased: 425 | Existing positions reduced: 450

9% less capital invested

Capital invested by funds: $40.4B → $36.9B (-$3.49B)

26% less call options, than puts

Call options by funds: $1.35B | Put options by funds: $1.82B

35% less funds holding in top 10

Funds holding in top 10: 2013 (-7)

Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.96%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M
Name Holding Trade Value Shares
Change
Change in
Stake
EWM
626
Evercore Wealth Management
New York
$1.4M +$173K +1,773 +13%
AB
627
Amalgamated Bank
New York
$1.39M -$243K -2,496 -14%
CCT
628
Chemung Canal Trust
New York
$1.37M +$3.99K +41 +0.3%
CHC
629
City Holding Co
West Virginia
$1.37M -$3.99K -41 -0.3%
TCM
630
Texan Capital Management
Texas
$1.35M -$94.4K -970 -6%
SHA
631
Smith Hayes Advisers
Nebraska
$1.35M +$300K +3,078 +26%
CCM
632
Coe Capital Management
Illinois
$1.34M +$117K +1,205 +9%
SNT
633
Security National Trust
West Virginia
$1.34M +$189K +1,941 +15%
RC
634
RegentAtlantic Capital
New Jersey
$1.33M -$5.35K -55 -0.4%
WC
635
Whitnell & Co
Illinois
$1.32M -$24.1K -248 -2%
GA
636
GFS Advisors
Texas
$1.32M
11A
637
10-15 Associates
New York
$1.32M +$65.6K +674 +5%
WOC
638
West Oak Capital
California
$1.31M -$21.4K -220 -2%
PNC
639
Park National Corp
Ohio
$1.3M +$606K +6,222 +78%
MIM
640
Midwest Investment Management
Ohio
$1.29M -$9.73K -100 -0.7%
TWM
641
Torch Wealth Management
Ohio
$1.29M -$136K -1,398 -9%
CA
642
Cambridge Advisors
Nebraska
$1.29M +$1.37M +14,055 New
ICAS
643
Investors Capital Advisory Services
Massachusetts
$1.28M -$89.6K -921 -6%
BAS
644
Brown Advisory Securities
Maryland
$1.27M +$80.1K +823 +6%
HT
645
HighTower Trust
Texas
$1.27M +$1.35M +13,840 New
ACM
646
Argentus Capital Management
Texas
$1.26M -$181K -1,862 -12%
HC
647
Highmount Capital
New York
$1.25M +$95.9K +985 +8%
Belvedere Trading
648
Belvedere Trading
Illinois
$1.25M +$1.33M +13,645 New
NIC
649
Northwest Investment Counselors
Oregon
$1.25M +$1.33M +13,636 New
AIP
650
Ameritas Investment Partners
Nebraska
$1.25M -$9.15K -94 -0.7%

CAT Hedge Fund Activity: Q4 2014 in Review

1,198 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q4 2014, worth a combined $36.9B — down 8.6% from $40.4B a quarter earlier.

Buyers outnumbered sellers: 135 funds opened new CAT positions and 67 closed out — a net gain of 68 holders — while 425 added to existing stakes and 450 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $361M. The largest seller was Capital Research Global Investors, cutting an estimated $485M.

  • 1,198 institutional investors held Caterpillar (CAT) as of Q4 2014, up from 1,144 in Q3 2014.
  • Funds reported $36.9B of Caterpillar stock for Q4 2014, down 8.6% quarter-over-quarter.
  • 135 funds opened new Caterpillar positions in Q4 2014 and 67 closed out, a net change of +68 holders.
  • The largest Caterpillar buyer in Q4 2014 was Wellington Management Group, an estimated $361M added.
  • The largest Caterpillar seller in Q4 2014 was Capital Research Global Investors, an estimated $485M sold.

Based on aggregated 13F filings for Q4 2014.