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Caterpillar
CAT

Overview Fund Activity

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$494M
2
Invesco
Invesco
Georgia
+$293M
3
Fidelity International
Fidelity International
Bermuda
+$186M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$167M
5
O
OppenheimerFunds
New York
+$155M

Top Sellers

1
State Street
State Street
Massachusetts
-$498M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$144M
3
MNA
Manning & Napier Advisors
New York
-$105M
4
Franklin Resources
Franklin Resources
California
-$100M
5
Capital World Investors
Capital World Investors
California
-$96.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
FCB
626
First Citizens Bancorporation
South Carolina
$1.55M -$88.9K -895 -5%
CHC
627
City Holding Co
West Virginia
$1.55M -$14.9K -150 -1%
SCM
628
Stellar Capital Management
Arizona
$1.55M -$64.6K -650 -4%
1SB
629
1ST Source Bank
Indiana
$1.54M -$35.4K -356 -2%
PAM
630
PartnerRe Asset Management
Connecticut
$1.53M +$9.54K +96 +0.6%
RJT
631
Raymond James Trust
Florida
$1.53M -$18.7K -188 -1%
PTC
632
Private Trust Company
Ohio
$1.53M +$540K +5,432 +55%
PAA
633
Peregrine Asset Advisers
Oregon
$1.53M +$1.15M +19,095 +302%
SIMM
634
Stillwater Investment Management (Minnesota)
Minnesota
$1.52M -$9.54K -96 -0.6%
RC
635
RegentAtlantic Capital
New Jersey
$1.51M -$102K -1,028 -6%
SAM
636
Selway Asset Management
$1.5M -$3.74M -37,604 -71%
Marshall Wace
637
Marshall Wace
United Kingdom
$1.5M +$1.5M +15,080 New
SIG
638
Schooner Investment Group
Pennsylvania
$1.49M +$994K +10,000 +200%
NCM
639
Newland Capital Management
New York
$1.49M +$1.49M +15,000 New
RNS
640
Robert N. Shapiro
$1.48M – – –
WOC
641
West Oak Capital
California
$1.47M -$1.99K -20 -0.1%
HRC
642
Hoertkorn Richard Charles
$1.47M -$17.4K -175 -1%
BKBG
643
BHF Kleinwort Benson Group
Belgium
$1.46M +$1.29M +12,936 +727%
WC
644
Whitnell & Co
Illinois
$1.45M -$37.1K -373 -2%
BRWA
645
B. Riley Wealth Advisors
Florida
$1.42M -$292K -2,938 -17%
CA
646
Cetera Advisors
Colorado
$1.42M +$32.9K +331 +2%
QI
647
QS Investors
New York
$1.42M +$517K +5,200 +58%
FTC
648
Farmers Trust Company
Ohio
$1.41M -$40.2K -404 -3%
CCT
649
Chemung Canal Trust
New York
$1.41M +$29.8K +300 +2%
BCM
650
Bluefin Capital Management
New York
$1.4M +$1.4M +13,665 New
24 25
26
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