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Caterpillar
CAT

Overview Fund Activity

1,144 hedge funds and large institutions have $40.4B invested in Caterpillar in 2014 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 375 increasing their positions, 511 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,144
Holders Change
-25
Holders Change %
-2.14%
% of All Funds
33.22%
Holding in Top 10
20
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-37.5%
% of All Funds
0.58%
New
50
Increased
375
Reduced
511
Closed
61
Calls
$841M
Puts
$2.01B
Net Calls
-$1.16B
Net Calls Change
-$748M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
+$226M
2
HCM
Herndon Capital Management
Georgia
+$127M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$95M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$86.8M
5
Wellington Management Group
Wellington Management Group
Massachusetts
+$76.6M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$734M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$407M
3
Norges Bank
Norges Bank
Norway
-$247M
4
Goldman Sachs
Goldman Sachs
New York
-$168M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$152M
Name Holding Trade Value Shares
Change 		Shares
Change %
WAM
576
Weatherly Asset Management
California
$1.74M +$8.02K +81 +0.5%
ISL
577
Ingalls & Snyder LLC
New York
$1.74M -$21.4K -216 -1%
CIC
578
Carnegie Investment Counsel
Ohio
$1.73M -$306K -3,091 -15%
AP
579
Appleton Partners
Massachusetts
$1.71M +$17.3K +175 +1%
QI
580
QS Investors
New York
$1.69M -$188K -1,900 -10%
LIA
581
LS Investment Advisors
Michigan
$1.68M +$85.5K +864 +5%
PWM
582
Perigon Wealth Management
California
$1.68M -$250K -2,520 -13%
TWI
583
Thomas White International
Illinois
$1.67M +$30K +303 +2%
PRCM
584
Pine River Capital Management
Minnesota
$1.66M -$192K -1,938 -10%
FMBTD
585
First Midwest Bank Trust Division
Illinois
$1.66M -$33.1K -334 -2%
FNBT
586
FineMark National Bank & Trust
Florida
$1.65M -$3.56K -36 -0.2%
MIM
587
Montgomery Investment Management
Maryland
$1.64M +$99K +1,000 +6%
PWP
588
Private Wealth Partners
California
$1.64M – – –
EFS
589
Essex Financial Services
Connecticut
$1.64M +$4.16K +42 +0.3%
AL
590
Agran Libbie
California
$1.63M -$29.7K -300 -2%
SCM
591
Schnieders Capital Management
California
$1.63M -$213K -2,150 -12%
RJT
592
Raymond James Trust
Florida
$1.63M +$84.1K +850 +5%
PH
593
Pinnacle Holdings
Oklahoma
$1.62M +$292K +2,946 +22%
Mirae Asset Global Investments
594
Mirae Asset Global Investments
South Korea
$1.61M -$175K -1,767 -10%
NFG
595
Next Financial Group
Texas
$1.6M -$164K -1,655 -9%
ClearBridge Investments
596
ClearBridge Investments
New York
$1.6M -$102M -1,026,147 -98%
ATC
597
Adirondack Trust Company
New York
$1.6M -$14.9K -150 -0.9%
DVM
598
Dreman Value Management
Florida
$1.6M -$25.9K -262 -2%
BWM
599
Braver Wealth Management
Massachusetts
$1.57M +$99 +1 +0%
WSFS
600
Wilmington Savings Fund Society
Delaware
$1.56M -$341K -3,439 -18%
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