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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
TCOTO
551
Trust Company of the Ozarks
Missouri
$1.06M +$15.3K +200 +1%
ClearBridge Investments
552
ClearBridge Investments
New York
$1.06M -$32.9M -430,560 -96%
GIM
553
Grassi Investment Management
California
$1.06M -$3.34M -43,700 -73%
SLAM
554
Swiss Life Asset Management
$1.06M +$496K +6,483 +67%
WSFS
555
Wilmington Savings Fund Society
Delaware
$1.06M -$24.8K -324 -2%
WA
556
WBH Advisory
Maryland
$1.05M +$13.9K +182 +1%
CA
557
Cambridge Advisors
Nebraska
$1.05M +$201K +2,625 +20%
SIMM
558
Stillwater Investment Management (Minnesota)
Minnesota
$1.04M +$53.2K +695 +5%
RMDI
559
R.M. Davis Inc
Maine
$1.04M -$3.8M -49,734 -76%
QI
560
QS Investors
New York
$1.04M
CCM
561
Coe Capital Management
Illinois
$1.04M +$22.6K +295 +2%
PI
562
PineBridge Investments
New York
$1.03M -$11.8M -154,185 -91%
SCM
563
Schnieders Capital Management
California
$1.03M -$53.5K -700 -4%
WB
564
WesBanco Bank
West Virginia
$1.03M -$226K -2,950 -16%
MA
565
Marshwinds Advisory
Georgia
$1.02M +$74.6K +975 +7%
PH
566
Pinnacle Holdings
Oklahoma
$1.01M +$19.9K +260 +2%
HFM
567
Hartford Financial Management
Connecticut
$997K -$316K -4,135 -21%
Bessemer Group
568
Bessemer Group
New Jersey
$994K +$74.5K +974 +7%
SNT
569
Security National Trust
West Virginia
$990K
EWM
570
Evercore Wealth Management
New York
$972K
HA
571
Hamel Associates
New Jersey
$971K -$251K -3,275 -18%
VWM
572
Valley Wealth Managers
New Jersey
$961K -$74.2K -970 -6%
FIM
573
Fernwood Investment Management
Massachusetts
$961K
CC
574
ClearArc Capital
Ohio
$957K -$22.9K -300 -2%
11A
575
10-15 Associates
New York
$953K -$5.43K -71 -0.5%

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.