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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$462M
2
Harris Associates
Harris Associates
Illinois
+$307M
3
Invesco
Invesco
Georgia
+$159M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$146M
5
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$106M

Top Sellers

1
WRF
Waddell & Reed Financial
Kansas
-$426M
2
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$127M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$121M
4
American Century Companies
American Century Companies
Missouri
-$99.2M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$94.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
TCOTO
551
Trust Company of the Ozarks
Missouri
$1.06M +$13.1K +200 +1%
ClearBridge Investments
552
ClearBridge Investments
New York
$1.06M -$28.1M -430,560 -96%
GIM
553
Grassi Investment Management
California
$1.06M -$2.86M -43,700 -73%
WSFS
554
Wilmington Savings Fund Society
Delaware
$1.06M -$21.2K -324 -2%
WA
555
WBH Advisory
Maryland
$1.06M +$11.9K +182 +1%
CA
556
Cambridge Advisors
Nebraska
$1.05M +$172K +2,625 +20%
SIMM
557
Stillwater Investment Management (Minnesota)
Minnesota
$1.05M +$45.4K +695 +5%
RMDI
558
R.M. Davis Inc
Maine
$1.04M -$3.25M -49,734 -76%
QI
559
QS Investors
New York
$1.04M – – –
CCM
560
Coe Capital Management
Illinois
$1.04M +$19.3K +295 +2%
PI
561
PineBridge Investments
New York
$1.03M -$10.1M -154,185 -91%
SCM
562
Schnieders Capital Management
California
$1.03M -$45.7K -700 -4%
WB
563
WesBanco Bank
West Virginia
$1.03M -$193K -2,950 -16%
MA
564
Marshwinds Advisory
Georgia
$1.02M +$63.7K +975 +7%
PH
565
Pinnacle Holdings
Oklahoma
$1.01M +$17K +260 +2%
HFM
566
Hartford Financial Management
Connecticut
$997K -$270K -4,135 -21%
Bessemer Group
567
Bessemer Group
New Jersey
$994K +$63.7K +974 +7%
SNT
568
Security National Trust
West Virginia
$990K – – –
EWM
569
Evercore Wealth Management
New York
$972K – – –
HA
570
Hamel Associates
New Jersey
$971K -$214K -3,275 -18%
VWM
571
Valley Wealth Managers
New Jersey
$961K -$63.4K -970 -6%
FIM
572
Fernwood Investment Management
Massachusetts
$961K – – –
CC
573
ClearArc Capital
Ohio
$957K -$19.6K -300 -2%
11A
574
10-15 Associates
New York
$953K -$4.64K -71 -0.5%
1IA
575
1834 Investment Advisors
Wisconsin
$948K +$51.3K +785 +6%
21 22
23
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