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Caterpillar

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed

101% more first-time investments, than exits

New positions opened: 135 | Existing positions closed: 67

5% more funds holding

Funds holding: 1,1441,198 (+54)

1.74% more ownership

Funds ownership: 65.22%66.96% (+1.7%)

6% less repeat investments, than reductions

Existing positions increased: 425 | Existing positions reduced: 450

9% less capital invested

Capital invested by funds: $40.4B → $36.9B (-$3.49B)

26% less call options, than puts

Call options by funds: $1.35B | Put options by funds: $1.82B

35% less funds holding in top 10

Funds holding in top 10: 2013 (-7)

Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.96%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
551
Jane Street
New York
$1.94M +$1.78M +18,283 +635%
MM
552
Meridian Management
Arkansas
$1.93M +$28.2K +290 +1%
FMBTD
553
First Midwest Bank Trust Division
Illinois
$1.92M +$415K +4,261 +25%
WTB
554
Washington Trust Bank
Washington
$1.92M +$230K +2,366 +13%
BAM
555
Barrett Asset Management
New York
$1.92M +$112K +1,150 +6%
Twin Tree Management
556
Twin Tree Management
Texas
$1.92M +$2.04M +20,970 New
CAM
557
Cubic Asset Management
Massachusetts
$1.91M
Mirae Asset Global Investments
558
Mirae Asset Global Investments
South Korea
$1.88M +$414K +4,251 +26%
BWM
559
Braver Wealth Management
Massachusetts
$1.88M +$454K +4,669 +29%
TWA
560
TCI Wealth Advisors
Arizona
$1.87M -$8.18K -84 -0.4%
KCMRT
561
Kemper Corp Master Retirement Trust
Illinois
$1.85M
SIG
562
Schooner Investment Group
Pennsylvania
$1.84M -$1.46M -15,000 -43%
RC
563
RBO & Co
California
$1.83M
HFM
564
Hartford Financial Management
Connecticut
$1.82M +$15.1K +155 +0.8%
GCAC
565
Guardian Capital Advisors (Canada)
Ontario, Canada
$1.82M -$543K -5,575 -24%
ICOA
566
Investment Centers of America
North Dakota
$1.81M -$457K -4,696 -19%
MMM
567
Mendel Money Management
Illinois
$1.81M -$24.3K -250 -1%
FA
568
FMA Advisory
Pennsylvania
$1.8M -$56.9K -585 -3%
ECM
569
Estabrook Capital Management
New York
$1.79M -$78.8K -810 -4%
CIA
570
Capital Investment Advisors
Georgia
$1.78M +$97.3K +1,000 +5%
DCM
571
Delta Capital Management
New Jersey
$1.78M -$21.4K -220 -1%
MIM
572
Montgomery Investment Management
Maryland
$1.76M +$261K +2,680 +16%
CAM
573
Cypress Asset Management
Texas
$1.76M +$12.2K +125 +0.7%
HA
574
Hamel Associates
New Jersey
$1.76M +$14.6K +150 +0.8%
Truist Financial
575
Truist Financial
North Carolina
$1.75M +$27.4K +281 +1%

CAT Hedge Fund Activity: Q4 2014 in Review

1,198 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q4 2014, worth a combined $36.9B — down 8.6% from $40.4B a quarter earlier.

Buyers outnumbered sellers: 135 funds opened new CAT positions and 67 closed out — a net gain of 68 holders — while 425 added to existing stakes and 450 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $361M. The largest seller was Capital Research Global Investors, cutting an estimated $485M.

  • 1,198 institutional investors held Caterpillar (CAT) as of Q4 2014, up from 1,144 in Q3 2014.
  • Funds reported $36.9B of Caterpillar stock for Q4 2014, down 8.6% quarter-over-quarter.
  • 135 funds opened new Caterpillar positions in Q4 2014 and 67 closed out, a net change of +68 holders.
  • The largest Caterpillar buyer in Q4 2014 was Wellington Management Group, an estimated $361M added.
  • The largest Caterpillar seller in Q4 2014 was Capital Research Global Investors, an estimated $485M sold.

Based on aggregated 13F filings for Q4 2014.