Guardian Capital Advisors (Canada)’s Caterpillar CAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-22,050	Closed	-$2.05M	–	170
2016 Q4	$2.05M	Sell	22,050 -365	-2%	-$33.1K	0.3%	80
2016 Q3	$2M	Buy	22,415 +315	+1%	+$25.8K	0.36%	75
2016 Q2	$1.64M	Buy	22,100 +1,560	+8%	+$117K	0.31%	79
2016 Q1	$1.59M	Buy	20,540 +1,530	+8%	+$103K	0.3%	81
2015 Q4	$1.27M	Sell	19,010 -135	-0.7%	-$9.44K	0.26%	83
2015 Q3	$1.29M	Buy	19,145 +1,230	+7%	+$94.1K	0.27%	82
2015 Q2	$1.54M	Sell	17,915 -370	-2%	-$31.8K	0.29%	79
2015 Q1	$1.85M	Buy	18,285 +525	+3%	+$43.6K	0.28%	79
2014 Q4	$1.82M	Sell	17,760 -5,575	-24%	-$543K	0.3%	77
2014 Q3	$2.55M	Sell	23,335 -1,700	-7%	-$180K	0.42%	71
2014 Q2	$2.75M	Sell	25,035 -1,415	-5%	-$149K	0.48%	67
2014 Q1	$2.7M	Sell	26,450 -30	-0.1%	-$2.83K	0.51%	63
2013 Q4	$2.51M	Sell	26,480 -5	-0%	-$427	0.49%	62
2013 Q3	$2.23M	Buy	26,485 +535	+2%	+$45.2K	0.48%	65
2013 Q2	$2.12M	Buy	+25,950	New	+$2.21M	0.6%	55