We are live on ! Find out more
CAT icon

Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
UR
526
USCA RIA
Texas
$2.17M +$1.3M +10,943 +176%
CCM
527
Channing Capital Management
Illinois
$2.16M +$65.8K +555 +3%
LPIC
528
LeJeune Puetz Investment Counsel
Michigan
$2.15M
MWNA
529
Marshall Wace North America
New York
$2.13M -$3.14M -26,511 -61%
SFS
530
Sowell Financial Services
Arkansas
$2.12M -$140K -1,179 -7%
HKIM
531
Hayek Kallen Investment Management
Alabama
$2.12M +$219K +1,847 +12%
MCC
532
Malaga Cove Capital
California
$2.11M +$150K +1,261 +8%
DCM
533
Donaldson Capital Management
Indiana
$2.1M -$11.9K -100 -0.6%
WS
534
Wedbush Securities
California
$2.09M -$42.3K -357 -2%
PF
535
Phoenix Financial
Israel
$2.08M +$34.9K +294 +2%
TRCT
536
Tower Research Capital (TRC)
New York
$2.08M +$560K +4,723 +40%
Daiwa Securities Group
537
Daiwa Securities Group
Japan
$2.07M
CCM
538
CAAS Capital Management
New York
$2.06M +$1.93M +16,320 New
TWA
539
TCI Wealth Advisors
Arizona
$2.04M -$31.1K -262 -2%
LFDLE
540
La Financiere de L'Echiquier
France
$2.02M -$119K -1,000 -6%
WG
541
Welch Group
Alabama
$2.02M +$62.4K +526 +3%
AC
542
Allstate Corporation
Illinois
$2.02M -$496K -4,181 -21%
APP
543
Avantax Planning Partners
Iowa
$2M +$87.4K +737 +5%
NIM
544
Northeast Investment Management
Massachusetts
$1.98M +$47.1K +397 +3%
MI
545
Markston International
New York
$1.97M -$29.5K -249 -2%
FLI
546
Family Legacy Inc
South Carolina
$1.94M -$6.4K -54 -0.4%
KOCAA
547
Knights of Columbus Asset Advisors
Connecticut
$1.94M +$1.82M +15,365 New
KLCM
548
KG&L Capital Management
Louisiana
$1.93M +$19.8K +167 +1%
MWM
549
Meridian Wealth Management
Kentucky
$1.91M +$391K +3,295 +28%
AC
550
Abbrea Capital
California
$1.91M -$5.33K -45 -0.3%

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.