CAT icon

Caterpillar
CAT

Overview Fund Activity

2,389 hedge funds and large institutions have $97.3B invested in Caterpillar in 2023 Q3 according to their latest regulatory filings, with 189 funds opening new positions, 902 increasing their positions, 899 reducing their positions, and 80 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,389
Holders Change
+79
Holders Change %
+3.42%
% of All Funds
38.09%
Holding in Top 10
74
Holding in Top 10 Change
+30
Holding in Top 10 Change %
+68.18%
% of All Funds
1.18%
New
189
Increased
902
Reduced
899
Closed
80
Calls
$2.6B
Puts
$3.31B
Net Calls
-$708M
Net Calls Change
-$286M

Top Buyers

1
Winslow Capital Management
Winslow Capital Management
Minnesota
+$292M
2
Bank of America
Bank of America
North Carolina
+$287M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$213M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$199M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$119M

Top Sellers

1
AS
Altshuler Shaham
Israel
-$559M
2
State Street
State Street
Massachusetts
-$374M
3
VOYA Investment Management
VOYA Investment Management
Georgia
-$297M
4
DZ Bank
DZ Bank
Germany
-$288M
5
BlackRock
BlackRock
New York
-$193M
Name Holding Trade Value Shares
Change 		Shares
Change %
USAA
501
United Services Automobile Association
Texas
$6.41M -$671K -2,459 -9%
PWM
502
Perigon Wealth Management
California
$6.4M -$71.5K -262 -1%
SBIA
503
Sheaff Brock Investment Advisors
Indiana
$6.36M -$201K -736 -3%
UIC
504
Uniplan Investment Counsel
Wisconsin
$6.35M – – –
CF
505
Cantor Fitzgerald
New York
$6.34M +$5.65M +20,710 +825%
BSW
506
Buckingham Strategic Wealth
Missouri
$6.34M -$39.6K -145 -0.6%
ST
507
Spinnaker Trust
Maine
$6.34M +$72.6K +266 +1%
SCP
508
Stamos Capital Partners
California
$6.25M +$407K +1,490 +7%
SOS
509
Silver Oak Securities
Tennessee
$6.22M -$1.02M -3,734 -14%
AAM
510
Advisors Asset Management
Colorado
$6.1M -$1.86M -6,818 -23%
FMWA
511
Forvis Mazars Wealth Advisors
Missouri
$6.09M -$356K -1,305 -6%
Walleye Capital
512
Walleye Capital
New York
$6.07M +$6.07M +22,251 New
NIC
513
Northwest Investment Counselors
Oregon
$6.07M -$161K -588 -3%
BCI
514
Brinker Capital Investments
Pennsylvania
$6.05M +$66.6K +244 +1%
OPS
515
Orion Portfolio Solutions
Nebraska
$6.05M +$66.6K +244 +1%
KCPG
516
Kavar Capital Partners Group
Kansas
$6.04M -$84.6K -310 -1%
BRA
517
Biechele Royce Advisors
Indiana
$6.01M -$107K -391 -2%
MIG
518
McGuire Investment Group
Rhode Island
$6M +$1.35M +4,942 +29%
ONB
519
Old National Bancorp
Indiana
$5.96M -$2.13M -7,794 -26%
CNBTD
520
Citizens National Bank Trust Department
Mississippi
$5.95M -$83.3K -305 -1%
CCM
521
Consolidated Capital Management
California
$5.92M -$150K -548 -2%
RJT
522
Raymond James Trust
Florida
$5.91M -$129K -471 -2%
RWP
523
RWA Wealth Partners
Massachusetts
$5.88M +$83.8K +307 +1%
CM
524
Churchill Management
California
$5.86M +$7.1K +26 +0.1%
P
525
Paradiem
Louisiana
$5.84M -$28.9K -106 -0.5%
19 20
21
22 23