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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
JT
501
Jump Trading
Illinois
$3.32M +$3.66M +24,463 New
SPC
502
Sigma Planning Corp
Michigan
$3.31M +$59.5K +398 +2%
UH
503
Unigestion Holding
Switzerland
$3.3M +$3.64M +24,346 New
CA
504
Cetera Advisors
Colorado
$3.29M +$160K +1,069 +5%
BC
505
Barnett & Company
Tennessee
$3.29M -$37.4K -250 -1%
LIA
506
LS Investment Advisors
Michigan
$3.25M -$119K -799 -3%
LMGAM
507
Liberty Mutual Group Asset Management
Massachusetts
$3.24M +$51.5K +345 +1%
PCM
508
Penserra Capital Management
California
$3.23M +$1.89M +12,631 +269%
PP
509
Palladium Partners
Virginia
$3.22M +$311K +2,081 +10%
AL
510
Arnhold LLC
New York
$3.2M -$12.2M -81,876 -78%
NLGIA
511
Nippon Life Global Investors Americas
New York
$3.19M
VanEck Associates
512
VanEck Associates
New York
$3.18M +$3.44M +23,036 +5,646%
William Blair Investment Management
513
William Blair Investment Management
Illinois
$3.15M
CCG
514
Chatham Capital Group
Georgia
$3.15M +$3.47M +23,229 New
BCCM
515
Bridge Creek Capital Management
Massachusetts
$3.13M -$180K -1,205 -5%
NRS
516
Neville Rodie & Shaw
New York
$3.1M +$112K +750 +3%
CIA
517
Capital Investment Advisors
Georgia
$3.09M -$35.1K -235 -1%
NIC
518
Northwest Investment Counselors
Oregon
$3.04M +$8.96K +60 +0.3%
ACM
519
Argyle Capital Management
Pennsylvania
$3.01M -$44.8K -300 -1%
BA
520
Baugh & Associates
Georgia
$3.01M -$62K -415 -2%
WJA
521
Williams Jones & Associates
New York
$3M +$82.2K +550 +3%
SLAM
522
Swiss Life Asset Management
$2.97M -$18.6M -124,334 -85%
CLOS
523
Compagnie Lombard Odier SCmA
Switzerland
$2.95M -$137K -920 -4%
MCM
524
McMillion Capital Management
North Carolina
$2.94M +$40.2K +269 +1%
Capstone Investment Advisors
525
Capstone Investment Advisors
New York
$2.94M +$1.72M +11,542 +114%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.