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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
OWD
501
Osborn Williams & Donohoe
Ohio
$1.53M – – –
PWM
502
Perigon Wealth Management
California
$1.52M -$6.66K -75 -0.4%
TMAM
503
Tokio Marine Asset Management
Japan
$1.52M -$84.1K -947 -5%
WHG
504
Westwood Holdings Group
Texas
$1.51M -$18.2K -205 -1%
Capstone Investment Advisors
505
Capstone Investment Advisors
New York
$1.49M +$1.49M +16,800 New
CA
506
Cambridge Advisors
Nebraska
$1.49M +$23K +259 +2%
NFG
507
Next Financial Group
Texas
$1.49M +$706K +7,957 +90%
Mariner
508
Mariner
Kansas
$1.49M +$197K +2,224 +15%
SIMM
509
Stillwater Investment Management (Minnesota)
Minnesota
$1.47M +$3.02K +34 +0.2%
HPC
510
HM Payson & Co
Maine
$1.46M -$17.8K -200 -1%
OMCS
511
Old Mutual Customised Solutions
South Africa
$1.45M -$284K -3,200 -16%
RG
512
Renaissance Group
Kentucky
$1.44M – – –
TIA
513
Trust Investment Advisors
Indiana
$1.42M -$35.5K -400 -2%
ICOM
514
Investment Counselors of Maryland
Maryland
$1.42M -$22.2K -250 -2%
SCA
515
Salient Capital Advisors
Texas
$1.42M -$399K -4,500 -22%
GIM
516
Guardian Investment Management
California
$1.41M – – –
BA
517
Boston Advisors
Massachusetts
$1.41M -$87K -980 -6%
GA
518
Geneva Advisors
Illinois
$1.4M -$426K -4,803 -23%
LPC
519
Loeb Partners Corp
New York
$1.4M -$26.6K -300 -2%
1SB
520
1ST Source Bank
Indiana
$1.39M +$45K +507 +3%
LCM
521
Logan Capital Management
Pennsylvania
$1.38M +$142K +1,600 +11%
WPP
522
Whalerock Point Partners
Rhode Island
$1.38M +$1.38M +15,540 New
FMBTD
523
First Midwest Bank Trust Division
Illinois
$1.38M +$66.6K +751 +5%
PFS
524
Physicians Financial Services
North Carolina
$1.37M +$68.6K +773 +5%
DCM
525
Delta Capital Management
New Jersey
$1.37M -$20.9K -235 -1%
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