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Caterpillar
CAT

Overview Fund Activity

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$494M
2
Invesco
Invesco
Georgia
+$293M
3
Fidelity International
Fidelity International
Bermuda
+$186M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$167M
5
O
OppenheimerFunds
New York
+$155M

Top Sellers

1
State Street
State Street
Massachusetts
-$498M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$144M
3
MNA
Manning & Napier Advisors
New York
-$105M
4
Franklin Resources
Franklin Resources
California
-$100M
5
Capital World Investors
Capital World Investors
California
-$96.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
MIM
501
Midwest Investment Management
Ohio
$2.48M -$44.7K -450 -2%
SCG
502
Strategic Capital Group
Washington
$2.43M +$2.19M +22,041 +907%
ICOM
503
Investment Counselors of Maryland
Maryland
$2.43M +$29.8K +300 +1%
CC
504
ClearArc Capital
Ohio
$2.42M +$1.25M +12,545 +106%
PIM
505
Penobscot Investment Management
Massachusetts
$2.42M -$99.4K -1,000 -4%
PA
506
Profund Advisors
Maryland
$2.41M -$431K -4,335 -15%
CIBC Private Wealth Group
507
CIBC Private Wealth Group
Georgia
$2.38M +$2.38M +23,180 New
TU
508
TDAM USA
Ontario, Canada
$2.38M -$191K -1,919 -7%
CAM
509
Cypress Asset Management
Texas
$2.38M -$319K -3,213 -12%
PWAP
510
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$2.37M -$19.1K -192 -0.8%
CI
511
Conning Inc
Connecticut
$2.37M +$69.6K +700 +3%
SGH
512
Schonfeld Group Holdings
New York
$2.37M +$2.37M +23,839 New
BC
513
Burney Company
Virginia
$2.37M +$101K +1,013 +4%
FMWA
514
Forvis Mazars Wealth Advisors
Missouri
$2.36M -$37.4K -378 -2%
TCM
515
Telos Capital Management
California
$2.36M +$186K +1,870 +9%
UR
516
USCA RIA
Texas
$2.33M +$956K +9,622 +69%
DL
517
Delta Lloyd
Netherlands
$2.31M +$158K +1,588 +7%
Toronto Dominion Bank
518
Toronto Dominion Bank
Ontario, Canada
$2.31M -$9.94K -98 -0.4%
SSWM
519
Smith Salley Wealth Management
North Carolina
$2.3M -$7.65K -77 -0.3%
HAI
520
Hennessy Advisors Inc
California
$2.3M +$517K +5,200 +29%
FAM
521
Fiduciary Asset Management
Missouri
$2.27M +$298K +3,000 +15%
BOH
522
Bank of Hawaii
Hawaii
$2.24M +$582K +5,860 +35%
CANC
523
Culbertson A N & Co
Virginia
$2.21M +$196K +1,968 +10%
MTIM
524
Marathon Trading Investment Management
Pennsylvania
$2.2M +$2.2M +22,165 New
BAM
525
Barrett Asset Management
New York
$2.19M +$429K +4,320 +24%
19 20
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