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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
AIA
476
Allied Investment Advisors
Montana
$3.67M -$128K -855 -3%
II
477
IFM Investors
Australia
$3.67M +$1.29M +8,661 +47%
Mariner
478
Mariner
Kansas
$3.67M +$1.68M +11,213 +71%
PAI
479
Pittenger & Anderson Inc
Nebraska
$3.62M -$52.3K -350 -1%
V
480
Veritable
Delaware
$3.56M -$58K -388 -1%
GFPC
481
Global Financial Private Capital
Florida
$3.56M -$1.88M -12,566 -32%
AIA
482
Affinity Investment Advisors
California
$3.54M -$1.6M -10,688 -29%
SIC
483
Sigma Investment Counselors
Michigan
$3.52M -$27.9K -187 -0.7%
SAM
484
Strategy Asset Managers
California
$3.49M -$115K -767 -3%
FMWA
485
Forvis Mazars Wealth Advisors
Missouri
$3.47M +$60.8K +407 +2%
KRS
486
Kentucky Retirement Systems
Kentucky
$3.44M -$867K -5,804 -19%
VCA
487
Verdence Capital Advisors
Maryland
$3.44M -$404K -2,705 -10%
MIAN
488
Mariner Independent Advisor Network
Kansas
$3.43M -$3.73M -24,947 -50%
KWILP
489
Kiwi Wealth Investments Limited Partnership
New Zealand
$3.43M -$1.38M -9,242 -27%
KFC
490
Klingenstein Fields & Co
New York
$3.42M
ASN
491
Advisory Services Network
Georgia
$3.41M +$909K +6,081 +34%
W
492
Wealthfront
California
$3.4M -$910K -6,093 -20%
GCP
493
GSA Capital Partners
United Kingdom
$3.39M +$3.11M +20,790 +492%
OCM
494
Olstein Capital Management
New York
$3.39M +$1.64M +11,000 +79%
AHC
495
Anderson Hoagland & Co
Missouri
$3.38M +$10.5K +70 +0.3%
WAM
496
Wolverine Asset Management
Illinois
$3.38M -$872K -5,838 -19%
Neuberger Berman Group
497
Neuberger Berman Group
New York
$3.37M -$45.9K -307 -1%
CWM
498
CMH Wealth Management
New Hampshire
$3.35M +$2.17M +14,491 +143%
HFM
499
Hartford Financial Management
Connecticut
$3.35M +$1.77M +11,860 +92%
MI
500
Markston International
New York
$3.33M -$284K -1,901 -8%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.