Global Financial Private Capital’s Caterpillar CAT Stock Holding History

Global Financial Private Capital’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-14	Closed	-$2K	–	387
2019 Q4	$2K	Hold	14	–	–	﹤0.01%	355
2019 Q3	$2K	Sell	14 -169	-92%	-$21.5K	﹤0.01%	348
2019 Q2	$25K	Sell	183 -2,622	-93%	-$346K	﹤0.01%	336
2019 Q1	$380K	Sell	2,805 -22,154	-89%	-$2.94M	0.02%	310
2018 Q4	$3.17M	Buy	24,959 +1,549	+7%	+$202K	0.17%	125
2018 Q3	$3.57M	Sell	23,410 -2,810	-11%	-$397K	0.13%	146
2018 Q2	$3.56M	Sell	26,220 -12,566	-32%	-$1.88M	0.12%	146
2018 Q1	$5.72M	Buy	38,786 +23,003	+146%	+$3.63M	0.2%	98
2017 Q4	$2.49M	Buy	15,783 +1,482	+10%	+$206K	0.09%	159
2017 Q3	$1.78M	Buy	+14,301	New	+$1.65M	0.06%	192

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Sanders Capital West Palm Beach, Florida $83.9B AUM 37.89% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Global Financial Private Capital's CAT Position: Q1 2020 in Review

Global Financial Private Capital sold out of Caterpillar (CAT) in Q1 2020, closing a stake of 14 shares — an estimated $2K sold.

Global Financial Private Capital first reported a position in CAT in Q3 2017 and held it in 10 quarters. The position peaked at $5.72M in Q1 2018. 1,491 funds tracked by Wall St. Rank hold CAT as of Q1 2020.

Global Financial Private Capital reported no remaining Caterpillar position as of Q1 2020 after selling out during the quarter.
Global Financial Private Capital sold 14 Caterpillar shares in Q1 2020, an estimated $2K.
Global Financial Private Capital first reported a position in Caterpillar in Q3 2017 and held it in 10 quarters.
Global Financial Private Capital's Caterpillar position peaked at $5.72M in Q1 2018.
1,491 funds tracked by Wall St. Rank held Caterpillar as of Q1 2020.

Based on Global Financial Private Capital's 13F filing for Q1 2020, filed 12 May 2020.