CAT icon

Caterpillar
CAT

Overview Fund Activity

1,065 hedge funds and large institutions have $28.2B invested in Caterpillar in 2015 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 308 increasing their positions, 515 reducing their positions, and 87 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,065
Holders Change
+8
Holders Change %
+0.76%
% of All Funds
27.97%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.18%
New
107
Increased
308
Reduced
515
Closed
87
Calls
$746M
Puts
$1.8B
Net Calls
-$1.05B
Net Calls Change
-$251M

Top Buyers

1
ACM
1
Americafirst Capital Management
California
$420M
2
Capital Research Global Investors
2
Capital Research Global Investors
California
$1.04B
3
AIG
3
American International Group
New York
$347M
4
Invesco
4
Invesco
Georgia
$587M
5
Capital International Investors
5
Capital International Investors
California
$134M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.52B
2
American Century Companies
2
American Century Companies
Missouri
$17.7M
3
SG Americas Securities
3
SG Americas Securities
New York
$16.1M
4
Bank of America
4
Bank of America
North Carolina
$313M
5
Northern Trust
5
Northern Trust
Illinois
$466M
Name Holding Trade Value Shares
Change 		Shares
Change %
NIM
476
Northeast Investment Management
Massachusetts
$1.48M -$79.5K -1,169 -5%
RC
477
Roundview Capital
New Jersey
$1.48M +$892K +13,120 +151%
KRSITF
478
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$1.48M +$114K +1,673 +8%
IFB
479
iAB Financial Bank
Indiana
$1.47M -$44.8K -659 -3%
CI
480
Capital International
California
$1.47M – – –
LIM
481
Leavell Investment Management
Alabama
$1.46M -$95.1K -1,400 -6%
SBIA
482
Sheaff Brock Investment Advisors
Indiana
$1.45M +$1.45M +21,336 New
BCM
483
Boltwood Capital Management
California
$1.43M +$11.8K +175 +0.8%
MM
484
Midas Management
New York
$1.43M +$1.43M +21,000 New
CICI
485
Capital Investment Counsel Inc
North Carolina
$1.42M -$77.1K -1,135 -5%
CIBC Private Wealth Group
486
CIBC Private Wealth Group
Georgia
$1.41M -$318K -4,684 -18%
Toronto Dominion Bank
487
Toronto Dominion Bank
Ontario, Canada
$1.41M -$119K -1,756 -8%
ICOM
488
Investment Counselors of Maryland
Maryland
$1.4M -$20.4K -300 -1%
HPIA
489
Hamilton Point Investment Advisors
North Carolina
$1.4M +$203K +2,991 +17%
HHC
490
Hutchin Hill Capital
New York
$1.39M +$1.39M +20,500 New
WHG
491
Westwood Holdings Group
Texas
$1.39M -$1.3M -19,061 -48%
KL
492
KWMG LLC
Kansas
$1.39M +$86K +1,266 +7%
FMWA
493
Forvis Mazars Wealth Advisors
Missouri
$1.39M -$119K -1,745 -8%
TWA
494
TCI Wealth Advisors
Arizona
$1.39M -$23.2K -341 -2%
BOH
495
Bank of Hawaii
Hawaii
$1.37M -$2.58K -38 -0.2%
PC
496
Pomelo Capital
New York
$1.36M -$1.69M -24,900 -55%
AF
497
Arrow Financial
New York
$1.36M -$130K -1,913 -9%
RC
498
RBO & Co
California
$1.36M – – –
SPC
499
Sigma Planning Corp
Michigan
$1.36M -$125K -1,845 -8%
SEI Investments
500
SEI Investments
Pennsylvania
$1.36M -$6.28M -92,408 -82%
18 19
20
21 22