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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
$628M
2
Harris Associates
Harris Associates
Illinois
$1.06B
3
Invesco
Invesco
Georgia
$413M
4
Wellington Management Group
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
Bank of New York Mellon
New York
$576M
4
American Century Companies
American Century Companies
Missouri
$172M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
$46.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
LIM
476
Leavell Investment Management
Alabama
$1.5M -$80.1K -1,225 -5%
NPC
477
National Planning Corporation
California
$1.48M +$47K +630 +3%
Victory Capital Management
478
Victory Capital Management
Texas
$1.48M +$272K +4,158 +23%
Toronto Dominion Bank
479
Toronto Dominion Bank
Ontario, Canada
$1.47M +$166K +2,533 +13%
NMIMC
480
Northwestern Mutual Investment Management Company
Wisconsin
$1.46M -$5.16K -79 -0.4%
IFB
481
iAB Financial Bank
Indiana
$1.46M -$57.2K -875 -4%
SFA
482
Staton Financial Advisors
North Carolina
$1.45M -$114K -1,738 -7%
FMWA
483
Forvis Mazars Wealth Advisors
Missouri
$1.45M +$59.7K +913 +4%
CICI
484
Capital Investment Counsel Inc
North Carolina
$1.44M +$88.2K +1,350 +7%
MFS
485
MSI Financial Services
Massachusetts
$1.44M -$133K -2,037 -8%
MC
486
Moors & Cabot
Massachusetts
$1.44M -$586K -8,908 -29%
RG
487
Rathbones Group
United Kingdom
$1.44M -$157K -2,395 -10%
AF
488
Arrow Financial
New York
$1.43M +$61.1K +935 +4%
SPC
489
Sigma Planning Corp
Michigan
$1.43M -$78.5K -1,201 -5%
CI
490
Capital International
California
$1.41M – – –
B
491
BancorpSouth
Mississippi
$1.41M +$1.08M +16,574 +331%
UR
492
USCA RIA
Texas
$1.4M +$144K +2,196 +11%
AB
493
Amalgamated Bank
New York
$1.39M +$41K +627 +3%
BCM
494
Boltwood Capital Management
California
$1.37M -$9.81K -150 -0.7%
OMCS
495
Old Mutual Customised Solutions
South Africa
$1.37M +$131K +2,000 +11%
EWM
496
Endurance Wealth Management
Rhode Island
$1.36M -$184K -2,615 -12%
ICOM
497
Investment Counselors of Maryland
Maryland
$1.36M – – –
SFT
498
Simmons First Trust
Arkansas
$1.36M +$208K +3,176 +18%
CAM
499
Cubic Asset Management
Massachusetts
$1.36M -$2.61K -40 -0.2%
TWA
500
TCI Wealth Advisors
Arizona
$1.35M +$14.4K +221 +1%
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