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Caterpillar
CAT

Overview Fund Activity

1,114 hedge funds and large institutions have $31.5B invested in Caterpillar in 2015 Q1 according to their latest regulatory filings, with 82 funds opening new positions, 401 increasing their positions, 476 reducing their positions, and 152 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,114
Holders Change
-84
Holders Change %
-7.01%
% of All Funds
29.71%
Holding in Top 10
8
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-38.46%
% of All Funds
0.21%
New
82
Increased
401
Reduced
476
Closed
152
Calls
$816M
Puts
$1.85B
Net Calls
-$1.03B
Net Calls Change
-$567M

Top Buyers

1
Harris Associates
Harris Associates
Illinois
+$565M
2
Franklin Resources
Franklin Resources
California
+$256M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$181M
4
Capital World Investors
Capital World Investors
California
+$119M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$95M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$342M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$283M
3
EVM
Eaton Vance Management
Massachusetts
-$209M
4
HCM
Herndon Capital Management
Georgia
-$135M
5
Morgan Stanley
Morgan Stanley
New York
-$122M
Name Holding Trade Value Shares
Change 		Shares
Change %
NRS
476
Neville Rodie & Shaw
New York
$2.04M -$228K -2,850 -10%
OIA
477
Optimum Investment Advisors
Illinois
$2.03M -$225K -2,807 -10%
TCT
478
TIAA CREF Trust
Missouri
$2.03M -$208K -2,598 -9%
APFBOT
479
Amica Pension Fund Board of Trustees
Rhode Island
$2.02M – – –
LIM
480
Leavell Investment Management
Alabama
$2M -$56K -700 -3%
MFS
481
MSI Financial Services
Massachusetts
$2M +$246K +3,079 +14%
RG
482
Rathbones Group
United Kingdom
$1.97M -$223K -2,790 -10%
LCM
483
Logan Capital Management
Pennsylvania
$1.94M +$64K +800 +3%
CA
484
CapWealth Advisors
Tennessee
$1.94M +$110K +1,380 +6%
EWM
485
Endurance Wealth Management
Rhode Island
$1.93M -$1.35M -16,874 -41%
LIA
486
LS Investment Advisors
Michigan
$1.93M +$543K +6,779 +39%
SPC
487
Sigma Planning Corp
Michigan
$1.92M +$423K +5,287 +28%
FAM
488
Fiduciary Asset Management
Missouri
$1.92M +$1.92M +24,000 New
FMWA
489
Forvis Mazars Wealth Advisors
Missouri
$1.88M +$134K +1,677 +8%
BOCM
490
Bontempo Ohly Capital Management
Maryland
$1.86M +$1.86M +23,265 New
IFB
491
iAB Financial Bank
Indiana
$1.86M +$440K +5,500 +31%
GCA
492
Guardian Capital Advisors
Ontario, Canada
$1.85M +$53K +525 +3%
NIM
493
Northeast Investment Management
Massachusetts
$1.84M -$1.32M -16,464 -42%
SFA
494
Staton Financial Advisors
North Carolina
$1.84M +$1.84M +23,037 New
AF
495
Arrow Financial
New York
$1.84M -$159K -1,992 -8%
CNBT
496
Canandaigua National Bank & Trust
New York
$1.84M +$390K +4,871 +27%
CICI
497
Capital Investment Counsel Inc
North Carolina
$1.84M +$428K +5,345 +30%
HPC
498
HM Payson & Co
Maine
$1.81M -$64K -800 -3%
PAI
499
Pittenger & Anderson Inc
Nebraska
$1.81M -$1.31M -16,405 -42%
NIT
500
NumerixS Investment Technologies
British Columbia, Canada
$1.78M +$338K +4,225 +23%
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