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Caterpillar
CAT

Overview Fund Activity

1,144 hedge funds and large institutions have $40.4B invested in Caterpillar in 2014 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 375 increasing their positions, 511 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,144
Holders Change
-25
Holders Change %
-2.14%
% of All Funds
33.22%
Holding in Top 10
20
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-37.5%
% of All Funds
0.58%
New
50
Increased
375
Reduced
511
Closed
61
Calls
$841M
Puts
$2.01B
Net Calls
-$1.16B
Net Calls Change
-$748M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
+$226M
2
HCM
Herndon Capital Management
Georgia
+$127M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$95M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$86.8M
5
Wellington Management Group
Wellington Management Group
Massachusetts
+$76.6M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$734M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$407M
3
Norges Bank
Norges Bank
Norway
-$247M
4
Goldman Sachs
Goldman Sachs
New York
-$168M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$152M
Name Holding Trade Value Shares
Change 		Shares
Change %
MYLI
476
Meiji Yasuda Life Insurance
Japan
$2.65M +$110K +1,114 +4%
LCM
477
Logan Capital Management
Pennsylvania
$2.64M -$4.31M -43,496 -62%
SF
478
Synovus Financial
Georgia
$2.62M -$198K -2,000 -7%
MC
479
Mathes Company
New York
$2.62M +$35.2K +355 +1%
RG
480
Rathbones Group
United Kingdom
$2.62M +$131K +1,326 +5%
BP
481
Banyan Partners
Florida
$2.61M -$327K -3,300 -11%
UCFA
482
United Capital Financial Advisors
Texas
$2.61M -$929K -9,381 -26%
TCM
483
Telos Capital Management
California
$2.61M +$149K +1,500 +6%
CAM
484
CG Asset Management
New York
$2.6M +$108K +1,095 +4%
AIM
485
abrdn Investment Management
United Kingdom
$2.6M -$22.8K -230 -0.9%
AF
486
Arrow Financial
New York
$2.6M -$22.7K -229 -0.9%
Nomura Holdings
487
Nomura Holdings
Japan
$2.59M +$728K +7,241 +39%
CANC
488
Culbertson A N & Co
Virginia
$2.58M +$251K +2,537 +11%
GCA
489
Guardian Capital Advisors
Ontario, Canada
$2.55M -$186K -1,700 -7%
LIM
490
Leavell Investment Management
Alabama
$2.55M – – –
BOH
491
Bank of Hawaii
Hawaii
$2.55M -$39.1K -395 -2%
MCM
492
McMillion Capital Management
North Carolina
$2.53M -$17.8K -180 -0.7%
NBC
493
Neuberger Berman Canada
Ontario, Canada
$2.51M +$866K +8,740 +53%
APFBOT
494
Amica Pension Fund Board of Trustees
Rhode Island
$2.5M – – –
JC
495
Jacobs & Co
California
$2.49M +$198 +2 +0%
TCT
496
TIAA CREF Trust
Missouri
$2.49M +$25.4K +256 +1%
HT
497
HAP Trading
New York
$2.49M +$2.49M +25,101 New
CIBC World Market
498
CIBC World Market
Ontario, Canada
$2.48M -$881K -8,892 -26%
IMOV
499
Investment Management of Virginia
Virginia
$2.47M -$59.4K -600 -2%
Luther King Capital Management (LKCM)
500
Luther King Capital Management (LKCM)
Texas
$2.46M -$94.1K -950 -4%
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