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Caterpillar
CAT

Overview Fund Activity

1,169 hedge funds and large institutions have $46.2B invested in Caterpillar in 2014 Q2 according to their latest regulatory filings, with 75 funds opening new positions, 383 increasing their positions, 523 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,169
Holders Change
+9
Holders Change %
+0.78%
% of All Funds
33.62%
Holding in Top 10
32
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+33.33%
% of All Funds
0.92%
New
75
Increased
383
Reduced
523
Closed
61
Calls
$1.05B
Puts
$1.47B
Net Calls
-$417M
Net Calls Change
-$94.8M

Top Buyers

1
WRF
1
Waddell & Reed Financial
Kansas
$585M
2
Capital Research Global Investors
2
Capital Research Global Investors
California
$850M
3
Norges Bank
3
Norges Bank
Norway
$654M
4
Lord, Abbett & Co
4
Lord, Abbett & Co
New Jersey
$288M
5
Fidelity Investments
5
Fidelity Investments
Massachusetts
$1.53B

Top Sellers

1
State Street
1
State Street
Massachusetts
$6.37B
2
Goldman Sachs
2
Goldman Sachs
New York
$411M
3
MNA
3
Manning & Napier Advisors
New York
$8.08M
4
ClearBridge Investments
4
ClearBridge Investments
New York
$113M
5
IGIM
5
I.G. Investment Management
Manitoba, Canada
$10.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
Legal & General Group
26
Legal & General Group
United Kingdom
$291M -$8.91M -82,035 -3%
Lord, Abbett & Co
27
Lord, Abbett & Co
New Jersey
$288M +$264M +2,427,546 +1,070%
LSV Asset Management
28
LSV Asset Management
Illinois
$256M +$2.67M +24,600 +1%
Wells Fargo
29
Wells Fargo
California
$252M -$5.73M -52,724 -2%
UBS AM
30
UBS AM
Illinois
$248M +$8.92M +82,107 +4%
Fidelity International
31
Fidelity International
Bermuda
$242M +$38.8M +357,371 +19%
TCIM
32
TIAA CREF Investment Management
New York
$238M +$28.2M +259,724 +13%
CS
33
Credit Suisse
Switzerland
$238M -$35.3M -324,582 -13%
AllianceBernstein
34
AllianceBernstein
Tennessee
$231M -$96.1M -884,368 -29%
O
35
OppenheimerFunds
New York
$222M +$52.6M +484,160 +31%
Charles Schwab
36
Charles Schwab
California
$221M +$67.5M +621,021 +44%
Deutsche Bank
37
Deutsche Bank
Germany
$210M -$6.45M -59,361 -3%
California Public Employees Retirement System
38
California Public Employees Retirement System
California
$202M +$2.97M +27,375 +1%
New York State Common Retirement Fund
39
New York State Common Retirement Fund
New York
$202M +$6.72M +61,830 +3%
VOYA Investment Management
40
VOYA Investment Management
Georgia
$193M +$160M +1,474,349 +490%
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$187M +$15.6M +143,618 +9%
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$184M +$103M +946,096 +127%
Fayez Sarofim & Co
43
Fayez Sarofim & Co
Texas
$184M -$6.48M -59,564 -3%
HSBC Holdings
44
HSBC Holdings
United Kingdom
$181M -$3.91M -35,936 -2%
Sumitomo Mitsui Trust Group
45
Sumitomo Mitsui Trust Group
Japan
$178M -$3.9M -35,872 -2%
T. Rowe Price Associates
46
T. Rowe Price Associates
Maryland
$177M -$1.7M -15,620 -1%
Credit Agricole
47
Credit Agricole
France
$168M +$40.9M +376,073 +32%
Manulife (Manufacturers Life Insurance)
48
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$157M -$1.71M -15,691 -1%
CGT
49
Capital Guardian Trust
California
$156M -$5.84M -53,784 -4%
Westfield Capital Management
50
Westfield Capital Management
Massachusetts
$154M -$5.04M -46,349 -3%
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