UBS AM
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UBS AM’s Caterpillar CAT Stock Holding History

UBS AM’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$2.31B Sell
3,267,533
-276,691
-8% -$192M 0.48% 31
2025
Q4 		$2.03B Sell
3,544,224
-534,891
-13% -$297M 0.43% 37
2025
Q3 		$1.95B Sell
4,079,115
-149,657
-4% -$63.9M 0.42% 33
2025
Q2 		$1.64B Buy
4,228,772
+24,327
+0.6% +$8.11M 0.33% 56
2025
Q1 		$1.39B Buy
4,204,445
+264,054
+7% +$94.1M 0.36% 52
2024
Q4 		$1.43B Buy
3,940,391
+312,878
+9% +$121M 0.33% 47
2024
Q3 		$1.42B Buy
3,627,513
+64,452
+2% +$22.3M 0.36% 45
2024
Q2 		$1.19B Buy
3,563,061
+992,974
+39% +$344M 0.34% 52
2024
Q1 		$942M Buy
2,570,087
+211,160
+9% +$67.5M 0.33% 57
2023
Q4 		$697M Sell
2,358,927
-29,939
-1% -$7.77M 0.27% 66
2023
Q3 		$652M Sell
2,388,866
-89,044
-4% -$24.2M 0.29% 65
2023
Q2 		$567M Hold
2,477,910
– – 0.27% 73
2023
Q1 		$567M Sell
2,477,910
-128,366
-5% -$31M 0.27% 73
2022
Q4 		$624M Buy
2,606,276
+74,284
+3% +$16.2M 0.33% 61
2022
Q3 		$415M Sell
2,531,992
-60,477
-2% -$11M 0.23% 88
2022
Q2 		$463M Sell
2,592,469
-474,718
-15% -$100M 0.24% 81
2022
Q1 		$683M Buy
3,067,187
+172,350
+6% +$36.1M 0.29% 68
2021
Q4 		$598M Sell
2,894,837
-113,945
-4% -$22.9M 0.23% 93
2021
Q3 		$578M Sell
3,008,782
-91,607
-3% -$19.1M 0.24% 85
2021
Q2 		$675M Buy
3,100,389
+410,958
+15% +$94.9M 0.29% 65
2021
Q1 		$624M Sell
2,689,431
-62,861
-2% -$13M 0.28% 69
2020
Q4 		$501M Buy
2,752,292
+219,536
+9% +$37.2M 0.23% 86
2020
Q3 		$378M Buy
2,532,756
+175,800
+7% +$24.7M 0.2% 100
2020
Q2 		$298M Sell
2,356,956
-277,914
-11% -$32.9M 0.18% 114
2020
Q1 		$306M Buy
2,634,870
+115,021
+5% +$14.7M 0.22% 88
2019
Q4 		$372M Sell
2,519,849
-140,224
-5% -$19.6M 0.23% 84
2019
Q3 		$336M Sell
2,660,073
-98,124
-4% -$12.5M 0.23% 87
2019
Q2 		$376M Sell
2,758,197
-137,251
-5% -$18.1M 0.27% 73
2019
Q1 		$392M Buy
2,895,448
+54,789
+2% +$7.28M 0.29% 69
2018
Q4 		$361M Buy
2,840,659
+151,512
+6% +$19.7M 0.31% 64
2018
Q3 		$410M Buy
2,689,147
+414,128
+18% +$58.6M 0.3% 66
2018
Q2 		$309M Buy
2,275,019
+52,320
+2% +$7.82M 0.24% 82
2018
Q1 		$328M Buy
2,222,699
+245,297
+12% +$38.7M 0.26% 77
2017
Q4 		$312M Buy
1,977,402
+43,775
+2% +$6.07M 0.26% 75
2017
Q3 		$241M Buy
1,933,627
+5,482
+0.3% +$631K 0.22% 99
2017
Q2 		$207M Sell
1,928,145
-434,285
-18% -$44.1M 0.2% 111
2017
Q1 		$219M Buy
2,362,430
+143,477
+6% +$13.6M 0.22% 101
2016
Q4 		$206M Buy
2,218,953
+14,913
+0.7% +$1.35M 0.23% 98
2016
Q3 		$196M Buy
2,204,040
+5,935
+0.3% +$486K 0.21% 112
2016
Q2 		$167M Buy
2,198,105
+41,964
+2% +$3.14M 0.19% 117
2016
Q1 		$165M Sell
2,156,141
-101,831
-5% -$6.83M 0.19% 116
2015
Q4 		$153M Sell
2,257,972
-22,032
-1% -$1.54M 0.17% 137
2015
Q3 		$149M Sell
2,280,004
-202,557
-8% -$15.5M 0.16% 140
2015
Q2 		$211M Buy
2,482,561
+464,919
+23% +$40M 0.2% 113
2015
Q1 		$161M Sell
2,017,642
-257,400
-11% -$21.4M 0.16% 152
2014
Q4 		$208M Sell
2,275,042
-24,044
-1% -$2.34M 0.2% 119
2014
Q3 		$228M Buy
2,299,086
+13,138
+0.6% +$1.39M 0.23% 102
2014
Q2 		$248M Buy
2,285,948
+82,107
+4% +$8.62M 0.25% 91
2014
Q1 		$219M Buy
2,203,841
+119,450
+6% +$11.3M 0.23% 105
2013
Q4 		$189M Buy
2,084,391
+148,196
+8% +$12.7M 0.22% 116
2013
Q3 		$161M Buy
1,936,195
+29,523
+2% +$2.5M 0.2% 130
2013
Q2 		$157M Buy
+1,906,672
New +$162M 0.2% 123

Other funds holding CAT

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
VCM
Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
VPM
Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

UBS AM's CAT Position: Q1 2026 in Review

UBS AM reduced its Caterpillar (CAT) stake by 7.8% in Q1 2026, selling an estimated $192M and leaving 3,267,533 shares worth $2.31B. The position accounts for 0.48% of the portfolio, ranked #31.

UBS AM first reported a position in CAT in Q2 2013 and has held it in 52 quarters since. 3,736 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

  • UBS AM held 3,267,533 shares of Caterpillar worth $2.31B as of Q1 2026.
  • UBS AM sold 276,691 Caterpillar shares in Q1 2026, an estimated $192M.
  • Caterpillar made up 0.48% of UBS AM's portfolio in Q1 2026, its #31 holding.
  • UBS AM first reported a position in Caterpillar in Q2 2013 and has held it in 52 quarters since.
  • 3,736 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on UBS AM's 13F filing for Q1 2026, filed 13 May 2026.