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Caterpillar
CAT

Overview Fund Activity

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$1.21B
2
Invesco
2
Invesco
Georgia
$404M
3
Fidelity International
3
Fidelity International
Bermuda
$186M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$494M
5
O
5
OppenheimerFunds
New York
$155M

Top Sellers

1
State Street
1
State Street
Massachusetts
$6.16B
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$44.1M
3
MNA
3
Manning & Napier Advisors
New York
$152M
4
Franklin Resources
4
Franklin Resources
California
$473M
5
Capital World Investors
5
Capital World Investors
California
$2.6B
Name Market Value Shares Shares
Change 		Shares
Change %
CS
26
Credit Suisse
Switzerland
$250M 2,511,232 -46,936 -2%
ClearBridge Investments
27
ClearBridge Investments
New York
$243M 2,449,065 +31,058 +1%
Wells Fargo
28
Wells Fargo
California
$236M 2,373,781 -64,659 -3%
LSV Asset Management
29
LSV Asset Management
Illinois
$232M 2,329,859 -171,596 -7%
UBS AM
30
UBS AM
Illinois
$219M 2,203,841 +119,450 +6%
Deutsche Bank
31
Deutsche Bank
Germany
$198M 1,988,784 +96,224 +5%
TCIM
32
TIAA CREF Investment Management
New York
$192M 1,934,705 -70,622 -4%
California Public Employees Retirement System
33
California Public Employees Retirement System
California
$188M 1,834,726 -53,082 -3%
Fidelity International
34
Fidelity International
Bermuda
$186M 1,873,764 +1,873,764 New
New York State Common Retirement Fund
35
New York State Common Retirement Fund
New York
$179M 1,797,599 -20,400 -1%
Fayez Sarofim & Co
36
Fayez Sarofim & Co
Texas
$174M 1,750,360 -114,538 -6%
HSBC Holdings
37
HSBC Holdings
United Kingdom
$169M 1,703,190 +305,339 +22%
Sumitomo Mitsui Trust Group
38
Sumitomo Mitsui Trust Group
Japan
$167M 1,677,553 -46,923 -3%
T. Rowe Price Associates
39
T. Rowe Price Associates
Maryland
$163M 1,643,966 -476,500 -22%
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
$157M 1,580,389 +68,489 +5%
O
41
OppenheimerFunds
New York
$155M 1,557,310 +1,557,310 New
MNA
42
Manning & Napier Advisors
New York
$152M 1,532,071 -1,061,346 -41%
Ameriprise
43
Ameriprise
Minnesota
$150M 1,508,515 +685,086 +83%
CGT
44
Capital Guardian Trust
California
$148M 1,491,224 -27,214 -2%
Westfield Capital Management
45
Westfield Capital Management
Massachusetts
$145M 1,462,997 -2,362 -0.2%
Charles Schwab
46
Charles Schwab
California
$140M 1,412,655 +42,022 +3%
BlackRock
47
BlackRock
New York
$135M 1,355,519 +67,004 +5%
Mitsubishi UFJ Trust & Banking
48
Mitsubishi UFJ Trust & Banking
Japan
$130M 1,304,467 -43,240 -3%
Barclays
49
Barclays
United Kingdom
$128M 1,290,345 -672,602 -34%
New York State Teachers Retirement System (NYSTRS)
50
New York State Teachers Retirement System (NYSTRS)
New York
$125M 1,253,033 -26,695 -2%
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