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Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$2.47B
2
Capital Research Global Investors
2
Capital Research Global Investors
California
$305M
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$299M
4
Goldman Sachs
4
Goldman Sachs
New York
$538M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$133M

Top Sellers

1
Deutsche Bank
1
Deutsche Bank
Germany
$172M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$419M
3
Lord, Abbett & Co
3
Lord, Abbett & Co
New Jersey
$96.7M
4
State Street
4
State Street
Massachusetts
$6.09B
5
Morgan Stanley
5
Morgan Stanley
New York
$371M
Name Holding Trade Value Shares
Change 		Shares
Change %
LSV Asset Management
26
LSV Asset Management
Illinois
$227M -$2.01M -22,080 -0.9%
Wells Fargo
27
Wells Fargo
California
$221M -$43.3M -476,398 -16%
ClearBridge Investments
28
ClearBridge Investments
New York
$220M -$19.8M -217,753 -8%
T. Rowe Price Associates
29
T. Rowe Price Associates
Maryland
$193M +$101M +1,115,240 +111%
UBS AM
30
UBS AM
Illinois
$189M +$13.5M +148,196 +8%
TCIM
31
TIAA CREF Investment Management
New York
$182M -$4.49M -49,404 -2%
Barclays
32
Barclays
United Kingdom
$177M -$10.8M -119,544 -6%
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$172M -$3.83M -42,214 -2%
California Public Employees Retirement System
34
California Public Employees Retirement System
California
$172M +$10.9M +119,845 +7%
Deutsche Bank
35
Deutsche Bank
Germany
$172M -$167M -1,835,095 -49%
Fayez Sarofim & Co
36
Fayez Sarofim & Co
Texas
$169M +$169M +1,864,898 New
New York State Common Retirement Fund
37
New York State Common Retirement Fund
New York
$165M -$11.2M -123,090 -6%
Sumitomo Mitsui Trust Group
38
Sumitomo Mitsui Trust Group
Japan
$157M -$10.2M -111,731 -6%
PP
39
Prudential plc
United Kingdom
$151M +$2.95M +32,486 +2%
IGIM
40
I.G. Investment Management
Manitoba, Canada
$147M -$15.1M -166,435 -9%
CGT
41
Capital Guardian Trust
California
$138M -$1.56M -17,157 -1%
Royal Bank of Canada
42
Royal Bank of Canada
Ontario, Canada
$137M +$438K +4,822 +0.3%
Westfield Capital Management
43
Westfield Capital Management
Massachusetts
$133M +$133M +1,465,359 New
AllianceBernstein
44
AllianceBernstein
Tennessee
$133M -$5.64M -62,137 -4%
HSBC Holdings
45
HSBC Holdings
United Kingdom
$127M -$20.6M -226,407 -14%
Charles Schwab
46
Charles Schwab
California
$124M +$3.36M +37,022 +3%
Mitsubishi UFJ Trust & Banking
47
Mitsubishi UFJ Trust & Banking
Japan
$122M -$1.73M -19,075 -1%
Adage Capital Partners
48
Adage Capital Partners
Massachusetts
$122M +$31.3M +345,000 +35%
BlackRock
49
BlackRock
New York
$117M +$4.05M +44,617 +4%
New York State Teachers Retirement System (NYSTRS)
50
New York State Teachers Retirement System (NYSTRS)
New York
$116M -$6.8M -74,870 -6%
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