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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
OPCM
451
Osborne Partners Capital Management
California
$1.93M -$15.5K -175 -0.8%
SFA
452
Staton Financial Advisors
North Carolina
$1.93M -$56.5K -636 -3%
DCM
453
Dupont Capital Management
Delaware
$1.91M – – –
PAM
454
Panagora Asset Management
Massachusetts
$1.9M -$11.2M -126,701 -86%
FSA
455
Financial Sense Advisors
California
$1.89M +$1.89M +21,230 New
SW
456
SVB Wealth
Massachusetts
$1.88M +$186K +2,095 +11%
TCT
457
TIAA CREF Trust
Missouri
$1.86M -$81.2K -915 -4%
CCP
458
Clarkston Capital Partners
Michigan
$1.86M +$44.4K +500 +2%
SBIA
459
Sheaff Brock Investment Advisors
Indiana
$1.85M -$6.3K -71 -0.3%
MC
460
Moors & Cabot
Massachusetts
$1.85M +$35.4K +398 +2%
WJA
461
Williams Jones & Associates
New York
$1.84M -$19.5K -220 -1%
RG
462
Rathbones Group
United Kingdom
$1.84M -$93.1K -1,049 -5%
LRPA
463
L. Roy Papp & Associates
Arizona
$1.84M -$6.13K -69 -0.3%
TWA
464
TCI Wealth Advisors
Arizona
$1.82M +$977 +11 +0.1%
TCOV
465
Trust Company of Vermont
Vermont
$1.81M -$175K -1,977 -9%
BOH
466
Bank of Hawaii
Hawaii
$1.8M – – –
LOAMU
467
Lombard Odier Asset Management (USA)
New York
$1.78M +$1.78M +20,000 New
AP
468
AHL Partners
United Kingdom
$1.77M +$449K +5,058 +34%
ANTB
469
AMG National Trust Bank
Colorado
$1.77M -$2.1M -23,665 -54%
11A
470
10-15 Associates
New York
$1.77M +$307K +3,456 +21%
LIM
471
Leavell Investment Management
Alabama
$1.77M -$178 -2 -0%
PCMI
472
Princeton Capital Management Inc
New Jersey
$1.76M -$103K -1,165 -6%
DCM
473
Donaldson Capital Management
Indiana
$1.74M +$1.74M +19,595 New
CAM
474
Cubic Asset Management
Massachusetts
$1.73M -$8.88K -100 -0.5%
Toronto Dominion Bank
475
Toronto Dominion Bank
Ontario, Canada
$1.73M +$1.19M +13,461 +224%
17 18
19
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