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Caterpillar
CAT

Overview Fund Activity

1,592 hedge funds and large institutions have $51.6B invested in Caterpillar in 2019 Q1 according to their latest regulatory filings, with 151 funds opening new positions, 581 increasing their positions, 595 reducing their positions, and 98 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,592
Holders Change
+34
Holders Change %
+2.18%
% of All Funds
34.51%
Holding in Top 10
26
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-10.34%
% of All Funds
0.56%
New
151
Increased
581
Reduced
595
Closed
98
Calls
$1.15B
Puts
$1.62B
Net Calls
-$470M
Net Calls Change
-$281M

Top Buyers

1
Renaissance Technologies
Renaissance Technologies
New York
$252M
2
Sanders Capital
Sanders Capital
Florida
$643M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
$262M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$125M
5
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$177M

Top Sellers

1
Capital World Investors
Capital World Investors
California
$774M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$620M
3
Vanguard Group
Vanguard Group
Pennsylvania
$6.75B
4
Adage Capital Partners
Adage Capital Partners
Massachusetts
$93.1M
5
Prudential Financial
Prudential Financial
New Jersey
$114M
Name Holding Trade Value Shares
Change 		Shares
Change %
Qube Research & Technologies (QRT)
426
Qube Research & Technologies (QRT)
United Kingdom
$4.43M +$4.43M +32,706 New
DLCIG
427
D.L. Carlson Investment Group
New Hampshire
$4.41M +$31.8K +235 +0.7%
KC
428
Knuff & Co
California
$4.39M – – –
AIA
429
Affinity Investment Advisors
California
$4.38M +$431K +3,180 +11%
Wealthfront Advisers
430
Wealthfront Advisers
California
$4.36M -$217K -1,605 -5%
SIP
431
Stoneridge Investment Partners
Pennsylvania
$4.32M +$1.14M +8,423 +36%
SPC
432
Sigma Planning Corp
Michigan
$4.3M +$17.5K +129 +0.4%
GEM
433
Global Endowment Management
North Carolina
$4.27M +$3.73M +27,500 +688%
SAM
434
Silvercrest Asset Management
New York
$4.23M +$345K +2,550 +9%
SWP
435
Stratos Wealth Partners
Ohio
$4.22M -$22.8K -168 -0.5%
OWD
436
Osborn Williams & Donohoe
Ohio
$4.21M +$1M +7,207 +31%
BC
437
Brookfield Corp
Ontario, Canada
$4.2M +$4.2M +31,000 New
AMIM
438
Aull & Monroe Investment Management
Alabama
$4.19M -$274K -2,025 -6%
AAM
439
Advisors Asset Management
Colorado
$4.19M -$1.22M -8,978 -23%
JC
440
Jacobs & Co
California
$4.16M +$230K +1,698 +6%
LSERS
441
Louisiana State Employees Retirement System
Louisiana
$4.12M -$81.3K -600 -2%
RIG
442
Renaissance Investment Group
Massachusetts
$4.11M +$3.39K +25 +0.1%
SCA
443
Snowden Capital Advisors
New York
$4.1M +$70.7K +522 +2%
AM
444
Atwater Malick
Pennsylvania
$4.06M +$150K +1,108 +4%
Connor, Clark & Lunn Investment Management (CC&L)
445
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$4.05M +$4.05M +29,895 New
TAM
446
Tiverton Asset Management
Delaware
$4.05M -$101K -747 -2%
RE
447
RBC Europe
United Kingdom
$4.03M -$55.8K -412 -1%
AIC
448
Argus Investors Counsel
New York
$3.99M -$242K -1,785 -6%
AAIM
449
American Assets Investment Management
California
$3.97M – – –
BA
450
Bridgewater Associates
Connecticut
$3.95M -$7.15M -52,776 -64%
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