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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
CCM
426
Cadence Capital Management
Massachusetts
$3.73M -$4.02M -31,600 -52%
CB
427
Chemical Bank
Michigan
$3.71M -$10.2K -80 -0.3%
AIA
428
Affinity Investment Advisors
California
$3.71M -$1.53M -12,063 -29%
KCM
429
Kanawha Capital Management
Virginia
$3.69M +$216K +1,697 +6%
JC
430
Jacobs & Co
California
$3.69M +$109K +855 +3%
AM
431
Atwater Malick
Pennsylvania
$3.67M +$3.67M +28,889 New
BOH
432
Bank of Hawaii
Hawaii
$3.67M -$1.23M -9,653 -25%
SAM
433
Silvercrest Asset Management
New York
$3.64M -$89.7K -706 -2%
ST
434
Spinnaker Trust
Maine
$3.62M +$924K +7,275 +34%
SPIA
435
Steward Partners Investment Advisory
New York
$3.61M +$285K +2,242 +9%
B
436
Barings
North Carolina
$3.58M -$63.5K -500 -2%
Lazard Asset Management
437
Lazard Asset Management
New York
$3.58M -$5.43M -42,777 -60%
FAAS
438
First Allied Advisory Services
California
$3.52M +$246K +1,934 +7%
SDIC
439
South Dakota Investment Council
South Dakota
$3.46M – – –
Mirae Asset Global Investments
440
Mirae Asset Global Investments
South Korea
$3.45M +$26.7K +210 +0.8%
Mariner
441
Mariner
Kansas
$3.45M +$121K +950 +4%
GAM
442
Greenwoods Asset Management
Cayman Islands
$3.41M +$3.41M +26,800 New
Fayez Sarofim & Co
443
Fayez Sarofim & Co
Texas
$3.4M -$75.3K -593 -2%
PAI
444
Pittenger & Anderson Inc
Nebraska
$3.4M +$5.72K +45 +0.2%
FDCDDQ
445
Federation des caisses Desjardins du Quebec
Quebec, Canada
$3.38M +$62.8K +494 +2%
SIC
446
Sigma Investment Counselors
Michigan
$3.37M +$75.9K +597 +2%
V
447
Veritable
Delaware
$3.33M -$100K -789 -3%
Thrivent Financial for Lutherans
448
Thrivent Financial for Lutherans
Minnesota
$3.32M -$87.5M -688,688 -96%
AL
449
Arnhold LLC
New York
$3.32M +$954K +7,507 +40%
Hudson Bay Capital Management
450
Hudson Bay Capital Management
Connecticut
$3.3M -$6.1M -48,045 -65%
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