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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
BlackRock
New York
+$3.07B
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$167M
3
Citadel Advisors
Citadel Advisors
Florida
+$153M
4
Renaissance Technologies
Renaissance Technologies
New York
+$143M
5
Morgan Stanley
Morgan Stanley
New York
+$127M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$435M
2
Franklin Resources
Franklin Resources
California
-$137M
3
Harris Associates
Harris Associates
Illinois
-$126M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$114M
5
State Street
State Street
Massachusetts
-$107M
Name Holding Trade Value Shares
Change 		Shares
Change %
MIM
426
Montgomery Investment Management
Maryland
$2.19M -$26.7K -288 -1%
QAM
427
Quantres Asset Management
Cayman Islands
$2.19M +$1.79M +19,300 +449%
NIC
428
Northwest Investment Counselors
Oregon
$2.19M -$18.2K -196 -0.8%
PP
429
Palladium Partners
Virginia
$2.18M -$481K -5,181 -18%
BBA
430
BLB&B Advisors
Pennsylvania
$2.17M -$1.16M -12,454 -35%
FMWA
431
Forvis Mazars Wealth Advisors
Missouri
$2.14M -$25.1K -271 -1%
SIM
432
Sentry Investment Management
Wisconsin
$2.12M -$234K -2,521 -10%
VKH
433
Virtu KCG Holdings
New York
$2.11M -$3.89M -41,915 -65%
IMOV
434
Investment Management of Virginia
Virginia
$2.09M -$88.1K -950 -4%
FAAS
435
First Allied Advisory Services
California
$2.08M -$443K -4,775 -18%
SPC
436
Sigma Planning Corp
Michigan
$2.08M -$6.49K -70 -0.3%
TBA
437
Tower Bridge Advisors
Pennsylvania
$2.08M – – –
FP
438
FDO Partners
Massachusetts
$2.07M +$1.16M +12,453 +127%
GJIC
439
Gamble Jones Investment Counsel
California
$2.05M -$535K -5,764 -21%
TSS
440
Two Sigma Securities
New York
$2.05M +$2.05M +22,045 New
DWA
441
Douglass Winthrop Advisors
New York
$2.02M -$186 -2 -0%
Thrivent Financial for Lutherans
442
Thrivent Financial for Lutherans
Minnesota
$2.02M +$80.7K +870 +4%
MCM
443
McMillion Capital Management
North Carolina
$1.99M +$1.86K +20 +0.1%
OPCM
444
Osborne Partners Capital Management
California
$1.99M -$25.5K -275 -1%
WJA
445
Williams Jones & Associates
New York
$1.97M +$46.4K +500 +2%
PA
446
Profund Advisors
Maryland
$1.96M -$339K -3,651 -15%
CA
447
Cullinan Associates
Kentucky
$1.96M – – –
RC
448
RegentAtlantic Capital
New Jersey
$1.95M -$146K -1,578 -7%
CFB
449
Cullen/Frost Bankers
Texas
$1.93M -$600K -6,467 -24%
MME
450
Meag Munich Ergo
Germany
$1.93M +$1.93M +20,743 New
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