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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
IMOV
426
Investment Management of Virginia
Virginia
$2.17M -$45K -485 -2%
TRCT
427
Tower Research Capital (TRC)
New York
$2.17M +$1.66M +17,885 +323%
FMWA
428
Forvis Mazars Wealth Advisors
Missouri
$2.17M +$24K +259 +1%
FSA
429
Financial Sense Advisors
California
$2.16M +$189K +2,036 +10%
Macquarie Group
430
Macquarie Group
Australia
$2.14M -$2.12M -22,876 -50%
HPIA
431
Hamilton Point Investment Advisors
North Carolina
$2.13M +$35.2K +380 +2%
LIM
432
Loudon Investment Management
New Hampshire
$2.13M -$10.6K -114 -0.5%
OMCS
433
Old Mutual Customised Solutions
South Africa
$2.11M +$593K +6,400 +39%
ACM
434
Alpha Capital Management
Texas
$2.1M -$511K -5,505 -20%
RC
435
RegentAtlantic Capital
New Jersey
$2.1M -$28K -302 -1%
AIP
436
Ameritas Investment Partners
Nebraska
$2.1M -$3.71K -40 -0.2%
CIBC Private Wealth Group
437
CIBC Private Wealth Group
Georgia
$2.1M -$33.5K -361 -2%
SPC
438
Sigma Planning Corp
Michigan
$2.08M +$419K +4,518 +25%
TBA
439
Tower Bridge Advisors
Pennsylvania
$2.08M -$2.26M -24,384 -52%
SCA
440
Snowden Capital Advisors
New York
$2.08M -$198K -2,137 -9%
KL
441
KWMG LLC
Kansas
$2.06M -$143K -1,541 -6%
RT
442
Rockland Trust
Massachusetts
$2.06M -$12.4K -134 -0.6%
GCA
443
Guardian Capital Advisors
Ontario, Canada
$2.05M -$34K -365 -2%
DWA
444
Douglass Winthrop Advisors
New York
$2.02M -$28.9K -312 -1%
OPCM
445
Osborne Partners Capital Management
California
$2.01M -$9.28K -100 -0.5%
MC
446
Moors & Cabot
Massachusetts
$2.01M +$83.5K +901 +4%
VFM
447
Viking Fund Management
North Dakota
$1.99M +$1.99M +21,500 New
VIA
448
Virtus Investment Advisers
Connecticut
$1.99M +$1.38M +14,843 +224%
MCM
449
McMillion Capital Management
North Carolina
$1.99M +$1.99M +21,445 New
AI
450
Atria Investments
North Carolina
$1.99M +$632K +6,812 +47%
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