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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
JC
426
Jacobs & Co
California
$2.19M +$27.1K +305 +1%
HAM
427
Highstreet Asset Management
Ontario, Canada
$2.18M -$151K -1,700 -6%
SCA
428
Snowden Capital Advisors
New York
$2.18M -$77.1K -868 -3%
NRS
429
Neville Rodie & Shaw
New York
$2.16M -$15.1K -170 -0.7%
MIM
430
Montgomery Investment Management
Maryland
$2.15M -$28K -315 -1%
OTPPB
431
Ontario Teachers' Pension Plan Board
Ontario, Canada
$2.15M -$789K -8,894 -27%
CCC
432
Chelsea Counsel Company
California
$2.15M -$5.52M -62,130 -72%
Nomura Holdings
433
Nomura Holdings
Japan
$2.14M +$992K +11,473 +86%
IMOV
434
Investment Management of Virginia
Virginia
$2.12M -$58.6K -660 -3%
FAAS
435
First Allied Advisory Services
California
$2.12M -$22.5K -253 -1%
KL
436
KWMG LLC
Kansas
$2.11M +$86.8K +978 +4%
NIC
437
Northwest Investment Counselors
Oregon
$2.09M +$44.2K +498 +2%
FMWA
438
Forvis Mazars Wealth Advisors
Missouri
$2.05M -$5.68K -64 -0.3%
LIM
439
Loudon Investment Management
New Hampshire
$2.05M -$85.9K -967 -4%
CIBC Private Wealth Group
440
CIBC Private Wealth Group
Georgia
$2.04M +$21.3K +240 +1%
RC
441
RegentAtlantic Capital
New Jersey
$2.04M -$187K -2,102 -8%
AIP
442
Ameritas Investment Partners
Nebraska
$2.01M +$818K +9,224 +68%
HPIA
443
Hamilton Point Investment Advisors
North Carolina
$2.01M +$102K +1,147 +5%
GCA
444
Guardian Capital Advisors
Ontario, Canada
$2M +$28.1K +315 +1%
PA
445
Profund Advisors
Maryland
$1.99M +$18.7K +211 +0.9%
RT
446
Rockland Trust
Massachusetts
$1.99M -$9.14K -103 -0.5%
D.E. Shaw & Co
447
D.E. Shaw & Co
New York
$1.97M -$15.5M -175,102 -89%
DWA
448
Douglass Winthrop Advisors
New York
$1.96M +$1.24K +14 +0.1%
Truist Financial
449
Truist Financial
North Carolina
$1.96M -$315K -3,554 -14%
CA
450
Cullinan Associates
Kentucky
$1.94M -$35.5K -400 -2%
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