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Caterpillar
CAT

Overview Fund Activity

1,144 hedge funds and large institutions have $40.4B invested in Caterpillar in 2014 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 375 increasing their positions, 511 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,144
Holders Change
-25
Holders Change %
-2.14%
% of All Funds
33.22%
Holding in Top 10
20
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-37.5%
% of All Funds
0.58%
New
50
Increased
375
Reduced
511
Closed
61
Calls
$841M
Puts
$2.01B
Net Calls
-$1.16B
Net Calls Change
-$748M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
+$226M
2
HCM
Herndon Capital Management
Georgia
+$127M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$95M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$86.8M
5
Wellington Management Group
Wellington Management Group
Massachusetts
+$76.6M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$734M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$407M
3
Norges Bank
Norges Bank
Norway
-$247M
4
Goldman Sachs
Goldman Sachs
New York
-$168M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$152M
Name Holding Trade Value Shares
Change 		Shares
Change %
SIG
426
Schooner Investment Group
Pennsylvania
$3.42M +$1.95M +20,000 +133%
CWM
427
Cabot Wealth Management
Massachusetts
$3.4M -$151K -1,521 -4%
KCM
428
Kanawha Capital Management
Virginia
$3.38M +$16.3K +165 +0.5%
VNA
429
VNBTrust National Association
Virginia
$3.38M – – –
SFS
430
Strategic Financial Services
New York
$3.37M -$48.1K -486 -1%
CB
431
Chemical Bank
Michigan
$3.37M -$73.8K -745 -2%
TCOV
432
Trust Company of Vermont
Vermont
$3.36M +$81.1K +819 +2%
SWM
433
Segment Wealth Management
Texas
$3.35M +$98.3K +993 +3%
ACM
434
Alpha Capital Management
Texas
$3.33M +$9.21K +93 +0.3%
VCAM
435
Van Cleef Asset Management
Ohio
$3.33M +$6.44K +65 +0.2%
GA
436
Geneva Advisors
Illinois
$3.29M +$101K +1,017 +3%
SCM
437
Shelton Capital Management
Colorado
$3.28M -$307K -3,100 -9%
PAI
438
Pittenger & Anderson Inc
Nebraska
$3.27M +$166K +1,675 +5%
CONA
439
Capital One National Association
New York
$3.21M +$13.9K +140 +0.4%
BCM
440
Bluefin Capital Management
New York
$3.18M +$1.6M +16,175 +102%
LRPA
441
L. Roy Papp & Associates
Arizona
$3.17M -$18.5K -187 -0.6%
DWA
442
Douglass Winthrop Advisors
New York
$3.16M +$416K +4,200 +15%
RAM
443
Roanoke Asset Management
New Jersey
$3.16M -$335K -3,385 -10%
DnB Asset Management
444
DnB Asset Management
Norway
$3.14M -$19.8K -200 -0.6%
HCM
445
Howland Capital Management
Massachusetts
$3.11M -$99K -1,000 -3%
UF
446
Univest Financial
Pennsylvania
$3.1M -$19.8K -200 -0.6%
BPBT
447
Boston Private Bank & Trust
Massachusetts
$3.08M +$34.7K +350 +1%
K
448
Kemper
Illinois
$3.07M – – –
LIM
449
Loudon Investment Management
New Hampshire
$3.06M -$54.5K -550 -2%
CNB
450
City National Bank
California
$3.06M +$841K +8,498 +38%
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