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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
DZ Bank
401
DZ Bank
Germany
$4.23M +$40.6K +275 +1%
HCMT
402
Highland Capital Management (Tennessee)
Tennessee
$4.21M -$92.3K -625 -2%
KRS
403
Kentucky Retirement Systems
Kentucky
$4.2M -$58.5K -396 -1%
FAAS
404
First Allied Advisory Services
California
$4.19M -$304K -2,057 -7%
SAM
405
Silvercrest Asset Management
New York
$4.15M -$360K -2,440 -8%
ST
406
Spinnaker Trust
Maine
$4.15M -$56.8K -385 -1%
BPM
407
Bronson Point Management
Connecticut
$4.14M +$4.14M +28,000 New
AIC
408
Argus Investors Counsel
New York
$4.13M -$114K -770 -3%
MFG
409
Monte Financial Group
Connecticut
$4.13M -$8.12K -55 -0.2%
NA
410
NewEdge Advisors
Louisiana
$4.12M +$838K +5,674 +26%
ACA
411
Aptus Capital Advisors
Alabama
$4.09M +$932K +6,313 +30%
SIC
412
Sigma Investment Counselors
Michigan
$4.09M -$11.8K -80 -0.3%
CA
413
Cetera Advisors
Colorado
$4.08M +$54.4K +368 +1%
TNB
414
TCF National Bank
South Dakota
$4.07M -$151K -1,023 -4%
BDS
415
Banco de Sabadell
Florida
$4.01M – – –
MAM
416
Marketfield Asset Management
New York
$3.96M -$132K -896 -3%
KCM
417
Kanawha Capital Management
Virginia
$3.95M +$80.1K +542 +2%
FMII
418
Farmers & Merchants Investments Inc
Nebraska
$3.95M +$137K +930 +4%
UR
419
USCA RIA
Texas
$3.94M +$3.19M +21,606 +425%
Cerity Partners
420
Cerity Partners
New York
$3.91M -$787K -5,331 -17%
LSERS
421
Louisiana State Employees Retirement System
Louisiana
$3.87M -$133K -900 -3%
RE
422
RBC Europe
United Kingdom
$3.83M – – –
TCM
423
Twin Capital Management
Pennsylvania
$3.81M -$1.29M -8,730 -25%
HAI
424
Hennessy Advisors Inc
California
$3.8M -$207K -1,400 -5%
TF
425
TIAA FSB
Florida
$3.77M -$251K -1,703 -6%
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