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Caterpillar
CAT

Overview Fund Activity

1,592 hedge funds and large institutions have $51.6B invested in Caterpillar in 2019 Q1 according to their latest regulatory filings, with 151 funds opening new positions, 581 increasing their positions, 595 reducing their positions, and 98 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,592
Holders Change
+34
Holders Change %
+2.18%
% of All Funds
34.51%
Holding in Top 10
26
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-10.34%
% of All Funds
0.56%
New
151
Increased
581
Reduced
595
Closed
98
Calls
$1.15B
Puts
$1.62B
Net Calls
-$470M
Net Calls Change
-$281M

Top Buyers

1
Renaissance Technologies
Renaissance Technologies
New York
$252M
2
Sanders Capital
Sanders Capital
Florida
$643M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
$262M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$125M
5
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$177M

Top Sellers

1
Capital World Investors
Capital World Investors
California
$774M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$620M
3
Vanguard Group
Vanguard Group
Pennsylvania
$6.75B
4
Adage Capital Partners
Adage Capital Partners
Massachusetts
$93.1M
5
Prudential Financial
Prudential Financial
New Jersey
$114M
Name Holding Trade Value Shares
Change 		Shares
Change %
SPIA
401
Steward Partners Investment Advisory
New York
$4.93M +$1.09M +8,019 +28%
PC
402
Polar Capital
United Kingdom
$4.91M – – –
JIR
403
James Investment Research
Ohio
$4.89M +$699K +5,161 +17%
HF
404
HRT Financial
New York
$4.88M +$4.22M +31,145 +638%
QI
405
QS Investors
New York
$4.87M -$133K -985 -3%
SIC
406
Salem Investment Counselors
North Carolina
$4.85M +$247K +1,622 +5%
IIM
407
Ipswich Investment Management
Massachusetts
$4.84M +$12.2K +90 +0.3%
SIM
408
Sentry Investment Management
Wisconsin
$4.84M -$426K -3,147 -8%
SBIA
409
Sheaff Brock Investment Advisors
Indiana
$4.8M +$363K +2,677 +8%
FWCM
410
Ferguson Wellman Capital Management
Oregon
$4.77M -$43.8K -323 -0.9%
Mariner
411
Mariner
Kansas
$4.74M +$1.06M +7,843 +29%
CAN
412
Cetera Advisor Networks
California
$4.74M +$356K +2,622 +8%
RIM
413
Rampart Investment Management
Connecticut
$4.71M +$3.95M +29,150 +522%
SFM
414
Signet Financial Management
New Jersey
$4.67M +$4.67M +34,522 New
CLOS
415
Compagnie Lombard Odier SCmA
Switzerland
$4.62M -$123K -910 -3%
WTC
416
WhitTier Trust Company
Nevada
$4.58M – – –
COPPSERS
417
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$4.56M +$197K +1,455 +5%
PFS
418
Prospera Financial Services
Texas
$4.55M +$2.81M +20,112 +162%
RGI
419
River Global Investors
United Kingdom
$4.54M -$1.92M -14,180 -30%
SBH
420
Segall Bryant & Hamill
Illinois
$4.49M -$199K -1,464 -4%
AIA
421
Allied Investment Advisors
Montana
$4.49M +$251K +1,850 +6%
Wolverine Trading
422
Wolverine Trading
Illinois
$4.49M +$4.22M +31,180 +1,584%
FTIOP
423
Fiduciary Trust International of Pennsylvania
Pennsylvania
$4.49M -$1.07M -7,865 -19%
EAM
424
Erste Asset Management
Austria
$4.48M +$276K +2,060 +7%
DA
425
Duality Advisers
Florida
$4.47M +$4.47M +32,960 New
15 16
17
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