CAT icon

Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
GLRA
401
Gerald L. Ray & Associates
Texas
$2.63M +$2.49K +28 +0.1%
Walleye Trading
402
Walleye Trading
New York
$2.62M -$3.17M -35,656 -55%
PAM
403
PVG Asset Management
Colorado
$2.58M +$63.9K +720 +3%
PP
404
Palladium Partners
Virginia
$2.57M +$6.66K +75 +0.3%
KCM
405
Kanawha Capital Management
Virginia
$2.57M -$596K -6,716 -19%
BPC
406
Banque Pictet & Cie
Switzerland
$2.56M +$320K +3,600 +14%
DCM
407
Dynamic Capital Management
Jersey
$2.51M +$2.51M +28,251 New
BBHC
408
Brown Brothers Harriman & Co
New York
$2.5M -$91K -1,025 -4%
ACM
409
Alpha Capital Management
Texas
$2.5M +$2.08M +23,412 +491%
V
410
Veritable
Delaware
$2.5M +$224K +2,523 +10%
Susquehanna International Group
411
Susquehanna International Group
Pennsylvania
$2.45M +$1.94M +21,799 +375%
CFB
412
Cullen/Frost Bankers
Texas
$2.45M -$241K -2,717 -9%
RGI
413
River Global Investors
United Kingdom
$2.41M +$391K +4,400 +19%
CBU
414
CIBC Bank USA
Illinois
$2.38M -$24.4K -275 -1%
AB
415
Amalgamated Bank
New York
$2.38M +$16.4K +185 +0.7%
NLI
416
Nippon Life Insurance
Japan
$2.37M -$186K -2,096 -7%
VKH
417
Virtu KCG Holdings
New York
$2.31M +$343K +3,868 +17%
LIA
418
LS Investment Advisors
Michigan
$2.28M -$156K -1,752 -6%
BC
419
Barnett & Company
Tennessee
$2.26M -$13.3K -150 -0.6%
DG
420
Davidson & Garrard
Virginia
$2.26M -$217K -2,443 -9%
CIA
421
Capital Investment Advisors
Georgia
$2.25M +$123K +1,386 +6%
APFBOT
422
Amica Pension Fund Board of Trustees
Rhode Island
$2.24M – – –
Point72 Asset Management
423
Point72 Asset Management
Connecticut
$2.22M +$2.22M +25,000 New
ICOA
424
Investment Centers of America
North Dakota
$2.2M -$70.5K -791 -3%
CG
425
Clinton Group
New York
$2.2M +$1.08M +12,133 +96%
15 16
17
18 19