We are live on ! Find out more
CAT icon

Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
WAM
401
Wolverine Asset Management
Illinois
$2.17M +$2.54M +33,200 New
Boston Partners
402
Boston Partners
Massachusetts
$2.16M +$2.53M +33,054 New
LMGAM
403
Liberty Mutual Group Asset Management
Massachusetts
$2.14M +$54.9K +718 +2%
SF
404
Synovus Financial
Georgia
$2.14M -$18.5K -242 -0.7%
MCM
405
Murphy Capital Management
New Jersey
$2.13M +$90.4K +1,182 +4%
RW
406
Rand Wealth
Maryland
$2.12M +$86.6K +1,132 +4%
PP
407
Paloma Partners
Connecticut
$2.11M -$643K -8,405 -21%
CANC
408
Culbertson A N & Co
Virginia
$2.11M +$14.5K +190 +0.6%
LRPA
409
L. Roy Papp & Associates
Arizona
$2.1M -$17.5K -229 -0.7%
SIC
410
Salem Investment Counselors
North Carolina
$2.1M -$105K -1,375 -4%
CI
411
Conning Inc
Connecticut
$2.1M +$751K +9,817 +44%
NLI
412
Nippon Life Insurance
Japan
$2.09M -$2.37K -31 -0.1%
KCM
413
Kanawha Capital Management
Virginia
$2.08M -$159K -2,075 -6%
SRCM
414
Swift Run Capital Management
Virginia
$2.08M +$2.44M +31,839 New
SIA
415
Sit Investment Associates
Minnesota
$2.08M -$161K -2,100 -6%
RJA
416
Robshaw & Julian Associates
New York
$2.07M -$664K -8,683 -22%
RS
417
Robeco Schweiz
Switzerland
$2.07M
ECM
418
Element Capital Management
New York
$2.07M +$2.06M +26,929 +573%
KIA
419
KCM Investment Advisors
California
$2.06M +$55.8K +730 +2%
TSBJ
420
Trevor, Stewart, Burton & Jacobsen
New York
$2.06M +$19.9K +260 +0.8%
ACM
421
Argyle Capital Management
Pennsylvania
$2.04M +$1.73M +22,600 +261%
HCM
422
Howland Capital Management
Massachusetts
$2.04M +$19.9K +260 +0.8%
SAMNY
423
Samsung Asset Management (New York)
New York
$2.04M -$81.1K -1,060 -3%
BPC
424
Banque Pictet & Cie
Switzerland
$2.01M +$2.36M +30,810 New
BCM
425
BTC Capital Management
Iowa
$2M +$302K +3,948 +15%

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.