Samsung Asset Management (New York)’s Caterpillar CAT Stock Holding History

Samsung Asset Management (New York)’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	$1.03M	Sell	11,650 -2,590	-18%	-$212K	0.95%	43
2016 Q2	$1.08M	Sell	14,240 -10,610	-43%	-$795K	0.84%	46
2016 Q1	$1.9M	Sell	24,850 -2,370	-9%	-$159K	0.86%	47
2015 Q4	$1.85M	Sell	27,220 -3,910	-13%	-$273K	0.74%	53
2015 Q3	$2.04M	Sell	31,130 -1,060	-3%	-$81.1K	0.78%	50
2015 Q2	$2.73M	Buy	32,190 +14,590	+83%	+$1.25M	0.92%	47
2015 Q1	$1.41M	Sell	17,600 -8,060	-31%	-$670K	0.47%	64
2014 Q4	$2.35M	Sell	25,660 -57,220	-69%	-$5.57M	0.79%	48
2014 Q3	$8.21M	Sell	82,880 -980	-1%	-$104K	2.58%	7
2014 Q2	$9.11M	Sell	83,860 -11,390	-12%	-$1.2M	2.84%	5
2014 Q1	$9.46M	Buy	95,250 +11,100	+13%	+$1.05M	3.34%	2
2013 Q4	$7.64M	Buy	84,150 +47,350	+129%	+$4.04M	2.53%	11
2013 Q3	$3.07M	Buy	36,800 +17,300	+89%	+$1.46M	3.61%	3
2013 Q2	$1.61M	Buy	+19,500	New	+$1.66M	1.87%	23

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Samsung Asset Management (New York)'s CAT Position: Q3 2016 in Review

Samsung Asset Management (New York) reduced its Caterpillar (CAT) stake by 18% in Q3 2016, selling an estimated $212K and leaving 11,650 shares worth $1.03M. The position accounts for 0.95% of the portfolio, ranked #43.

Samsung Asset Management (New York) first reported a position in CAT in Q2 2013 and has held it in 14 quarters since. The position peaked at $9.46M in Q1 2014. 1,094 funds tracked by Wall St. Rank hold CAT as of Q3 2016.

Samsung Asset Management (New York) held 11,650 shares of Caterpillar worth $1.03M as of Q3 2016.
Samsung Asset Management (New York) sold 2,590 Caterpillar shares in Q3 2016, an estimated $212K.
Caterpillar made up 0.95% of Samsung Asset Management (New York)'s portfolio in Q3 2016, its #43 holding.
Samsung Asset Management (New York) first reported a position in Caterpillar in Q2 2013 and has held it in 14 quarters since.
Samsung Asset Management (New York)'s Caterpillar position peaked at $9.46M in Q1 2014.
1,094 funds tracked by Wall St. Rank held Caterpillar as of Q3 2016.

Based on Samsung Asset Management (New York)'s 13F filing for Q3 2016, filed 10 Nov 2016.