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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
BlackRock
New York
+$3.07B
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$167M
3
Citadel Advisors
Citadel Advisors
Florida
+$153M
4
Renaissance Technologies
Renaissance Technologies
New York
+$143M
5
Morgan Stanley
Morgan Stanley
New York
+$127M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$435M
2
Franklin Resources
Franklin Resources
California
-$137M
3
Harris Associates
Harris Associates
Illinois
-$126M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$114M
5
State Street
State Street
Massachusetts
-$107M
Name Holding Trade Value Shares
Change 		Shares
Change %
AWA
376
Arete Wealth Advisors
Illinois
$2.96M +$6.31K +68 +0.2%
SRCM
377
Swift Run Capital Management
Virginia
$2.95M – – –
KIA
378
KCM Investment Advisors
California
$2.95M +$186 +2 +0%
AP
379
AHL Partners
United Kingdom
$2.94M -$57.8K -623 -2%
SAM
380
Silvercrest Asset Management
New York
$2.91M -$135K -1,450 -4%
AW
381
ACG Wealth
Georgia
$2.88M -$15.3K -165 -0.5%
SIC
382
Salem Investment Counselors
North Carolina
$2.85M +$2.39M +25,807 +521%
CIBC World Market
383
CIBC World Market
Ontario, Canada
$2.85M +$343K +3,703 +14%
AMI
384
Amica Mutual Insurance
Rhode Island
$2.84M – – –
HCM
385
Howland Capital Management
Massachusetts
$2.81M – – –
ACM
386
Argyle Capital Management
Pennsylvania
$2.78M +$9.28K +100 +0.3%
SCA
387
Snowden Capital Advisors
New York
$2.77M +$696K +7,504 +34%
VFM
388
Viking Fund Management
North Dakota
$2.76M +$770K +8,300 +39%
Nordea Investment Management
389
Nordea Investment Management
Sweden
$2.76M +$1.95K +21 +0.1%
AI
390
Atria Investments
North Carolina
$2.75M +$764K +8,236 +38%
SIC
391
Sigma Investment Counselors
Michigan
$2.74M -$201K -2,163 -7%
CSS
392
Cubist Systematic Strategies
Connecticut
$2.68M +$2.46M +26,529 +1,129%
FHA
393
First Horizon Advisors
Tennessee
$2.67M -$2.14M -23,008 -45%
RC
394
Roundview Capital
New Jersey
$2.65M -$1.43M -15,400 -35%
JC
395
Jacobs & Co
California
$2.63M +$255K +2,754 +11%
BBHC
396
Brown Brothers Harriman & Co
New York
$2.63M -$130K -1,402 -5%
GLRA
397
Gerald L. Ray & Associates
Texas
$2.62M +$41.7K +450 +2%
KCM
398
Kanawha Capital Management
Virginia
$2.58M -$67.2K -725 -3%
NIT
399
NumerixS Investment Technologies
British Columbia, Canada
$2.56M +$2.56M +27,568 New
PFS
400
Prospera Financial Services
Texas
$2.53M +$1.73M +18,457 +217%
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