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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
ICOA
376
Investment Centers of America
North Dakota
$3M +$707K +7,626 +31%
AP
377
AHL Partners
United Kingdom
$2.99M +$1.14M +12,288 +62%
AWA
378
Arete Wealth Advisors
Illinois
$2.95M +$2.95M +31,856 New
SRCM
379
Swift Run Capital Management
Virginia
$2.95M – – –
KIA
380
KCM Investment Advisors
California
$2.95M -$3.71K -40 -0.1%
SIC
381
Sigma Investment Counselors
Michigan
$2.94M +$103K +1,113 +4%
AIMCA
382
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$2.92M -$2.98M -32,100 -50%
Bank of Nova Scotia
383
Bank of Nova Scotia
Ontario, Canada
$2.9M +$1.8M +19,428 +164%
AW
384
ACG Wealth
Georgia
$2.89M -$54.3K -586 -2%
BOCM
385
Bontempo Ohly Capital Management
Maryland
$2.87M -$14.6K -157 -0.5%
AMI
386
Amica Mutual Insurance
Rhode Island
$2.83M – – –
HCM
387
Howland Capital Management
Massachusetts
$2.81M -$46.4K -500 -2%
SCM
388
Stonebridge Capital Management
California
$2.8M -$603K -6,500 -18%
FAT
389
First American Trust
California
$2.79M -$1.26M -13,535 -31%
HIM
390
Hanlon Investment Management
New Jersey
$2.78M +$2.78M +29,951 New
ACM
391
Argyle Capital Management
Pennsylvania
$2.77M -$88.1K -950 -3%
Nordea Investment Management
392
Nordea Investment Management
Sweden
$2.76M -$619K -6,678 -18%
BBHC
393
Brown Brothers Harriman & Co
New York
$2.76M +$141K +1,525 +5%
AHC
394
Anderson Hoagland & Co
Missouri
$2.74M -$166K -1,790 -6%
PP
395
Paloma Partners
Connecticut
$2.74M +$2.39M +25,785 +696%
OTPPB
396
Ontario Teachers' Pension Plan Board
Ontario, Canada
$2.72M +$472K +5,092 +21%
V
397
Veritable
Delaware
$2.69M +$79.2K +854 +3%
PGFC
398
Peapack-Gladstone Financial Corp
New Jersey
$2.69M -$356K -3,834 -12%
BPC
399
Banque Pictet & Cie
Switzerland
$2.66M -$14.8K -160 -0.6%
PP
400
Palladium Partners
Virginia
$2.66M -$27.8K -300 -1%
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