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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
GLA
376
Great Lakes Advisors
Illinois
$3.05M -$49.7M -559,515 -94%
Capital Fund Management (CFM)
377
Capital Fund Management (CFM)
France
$3.04M +$3.04M +34,213 New
SI
378
Stephens Inc
Arkansas
$3.04M -$240K -2,699 -7%
COPPSERS
379
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$2.97M -$1.33M -15,023 -31%
KIG
380
Kessler Investment Group
Indiana
$2.94M +$2.94M +33,167 New
CB
381
Chemical Bank
Michigan
$2.92M +$24K +270 +0.8%
SAM
382
Silvercrest Asset Management
New York
$2.91M -$71K -800 -2%
Mirae Asset Global Investments
383
Mirae Asset Global Investments
South Korea
$2.91M +$818K +9,216 +39%
PGFC
384
Peapack-Gladstone Financial Corp
New Jersey
$2.91M -$1.01M -11,395 -26%
CHAM
385
Clear Harbor Asset Management
Connecticut
$2.88M -$47.5K -535 -2%
RJA
386
Robshaw & Julian Associates
New York
$2.84M +$15.5K +175 +0.5%
KIA
387
KCM Investment Advisors
California
$2.83M -$21.3K -240 -0.7%
SRCM
388
Swift Run Capital Management
Virginia
$2.83M – – –
ACPU
389
Arrowgrass Capital Partners (US)
Delaware
$2.83M +$2.72M +30,683 +2,661%
AW
390
ACG Wealth
Georgia
$2.82M -$473K -5,332 -14%
Rafferty Asset Management
391
Rafferty Asset Management
New York
$2.8M +$2.8M +31,562 New
AHC
392
Anderson Hoagland & Co
Missouri
$2.78M -$970K -10,923 -26%
BOCM
393
Bontempo Ohly Capital Management
Maryland
$2.77M +$51K +574 +2%
ACM
394
Argyle Capital Management
Pennsylvania
$2.74M -$57.7K -650 -2%
HCM
395
Howland Capital Management
Massachusetts
$2.74M +$1.78K +20 +0.1%
MSU
396
Mizuho Securities USA
New York
$2.74M +$2.2M +24,829 +415%
SIC
397
Sigma Investment Counselors
Michigan
$2.72M +$12.4K +140 +0.5%
AMI
398
Amica Mutual Insurance
Rhode Island
$2.71M – – –
SIM
399
Sentry Investment Management
Wisconsin
$2.67M -$167K -1,884 -6%
GJIC
400
Gamble Jones Investment Counsel
California
$2.67M -$119K -1,338 -4%
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