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Caterpillar
CAT

Overview Fund Activity

1,144 hedge funds and large institutions have $40.4B invested in Caterpillar in 2014 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 375 increasing their positions, 511 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,144
Holders Change
-25
Holders Change %
-2.14%
% of All Funds
33.22%
Holding in Top 10
20
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-37.5%
% of All Funds
0.58%
New
50
Increased
375
Reduced
511
Closed
61
Calls
$841M
Puts
$2.01B
Net Calls
-$1.16B
Net Calls Change
-$748M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
+$226M
2
HCM
Herndon Capital Management
Georgia
+$127M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$95M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$86.8M
5
Wellington Management Group
Wellington Management Group
Massachusetts
+$76.6M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$734M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$407M
3
Norges Bank
Norges Bank
Norway
-$247M
4
Goldman Sachs
Goldman Sachs
New York
-$168M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$152M
Name Holding Trade Value Shares
Change 		Shares
Change %
CA
376
Cullinan Associates
Kentucky
$4.53M -$947K -9,567 -17%
PCM
377
Parsons Capital Management
Rhode Island
$4.5M – – –
PPCM
378
Pillar Pacific Capital Management
California
$4.49M +$161K +1,623 +4%
TCM
379
Twin Capital Management
Pennsylvania
$4.48M +$463K +4,680 +12%
NIA
380
Northstar Investment Advisors
Colorado
$4.47M +$47.3K +478 +1%
ARTA
381
A.R.T. Advisors
New York
$4.47M +$4.47M +45,120 New
PDN
382
Pensionfund DSM Netherlands
Netherlands
$4.41M – – –
PI
383
Placemark Investments
Illinois
$4.39M +$207K +2,095 +5%
SDIC
384
South Dakota Investment Council
South Dakota
$4.35M +$4.35M +43,900 New
EWM
385
Endurance Wealth Management
Rhode Island
$4.3M -$198K -1,995 -4%
BSPF
386
British Steel Pension Fund
United Kingdom
$4.29M -$282K -2,851 -6%
HFS
387
HL Financial Services
Kentucky
$4.2M +$19.8K +200 +0.5%
AMI
388
Amica Mutual Insurance
Rhode Island
$4.15M – – –
V
389
Veritable
Delaware
$4.14M -$227K -2,289 -5%
CC
390
Cannell & Co
New York
$4.12M -$312K -3,155 -7%
BBA
391
BLB&B Advisors
Pennsylvania
$4.11M -$34.5K -348 -0.8%
ERSOT
392
Employees Retirement System of Texas
Texas
$4.11M -$290K -2,928 -7%
BF
393
BOK Financial
Oklahoma
$4.11M +$235K +2,377 +6%
OA
394
OFI Advisors
Pennsylvania
$4.11M +$220K +2,225 +6%
SC
395
Scotia Capital
Ontario, Canada
$4.09M -$946K -9,553 -19%
NB
396
NBT Bank
New York
$4.09M -$364K -3,672 -8%
RJFSA
397
Raymond James Financial Services Advisors
Florida
$4.07M -$107K -1,083 -3%
AMIM
398
Aull & Monroe Investment Management
Alabama
$4.03M +$59.2K +598 +1%
NIM
399
Northeast Investment Management
Massachusetts
$4.02M -$21.8K -220 -0.5%
CWG
400
C WorldWide Group
Denmark
$4M +$4M +40,410 New
14 15
16
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