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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
SAM
351
Sandbar Asset Management
United Kingdom
$4.23M -$5.15M -44,378 -55%
FNFDCM
352
Folger Nolan Fleming Douglas Capital Management
District of Columbia
$4.23M – – –
CFB
353
Cullen/Frost Bankers
Texas
$4.17M -$205K -1,771 -5%
CAN
354
Cetera Advisor Networks
California
$4.16M -$396K -3,409 -9%
BC
355
Burney Company
Virginia
$4.15M +$85.3K +735 +2%
SIP
356
Stoneridge Investment Partners
Pennsylvania
$4.11M +$2.55M +21,958 +163%
COPPSERS
357
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$4.1M -$32.6K -281 -0.8%
RIM
358
Redpoint Investment Management
Australia
$4.08M -$1.33M -11,430 -25%
ET
359
Equitable Trust
Tennessee
$4.07M +$3.34M +28,751 +456%
AM
360
Atwater Malick
Pennsylvania
$4.06M +$97K +836 +2%
NMERB
361
New Mexico Educational Retirement Board
New Mexico
$4.04M -$1.08M -9,300 -21%
SIM
362
Sentry Investment Management
Wisconsin
$4.01M -$131K -1,128 -3%
PCM
363
Parsons Capital Management
Rhode Island
$4M -$244K -2,099 -6%
OC
364
Oppenheimer & Co
New York
$3.95M -$136K -1,173 -3%
Mariner
365
Mariner
Kansas
$3.91M +$149K +1,287 +4%
SPC
366
Sigma Planning Corp
Michigan
$3.83M -$163K -1,407 -4%
CGH
367
Crossmark Global Holdings
Texas
$3.81M -$103K -891 -3%
JC
368
Jacobs & Co
California
$3.8M -$156K -1,345 -4%
I
369
IberiaBank
Louisiana
$3.79M +$3.79M +32,658 New
B
370
Barings
North Carolina
$3.77M -$55.7K -480 -1%
KC
371
Knuff & Co
California
$3.76M – – –
SBH
372
Segall Bryant & Hamill
Illinois
$3.75M -$29.8K -257 -0.8%
WLPWM
373
Walled Lake Planning & Wealth Management
Illinois
$3.74M -$90.4K -779 -2%
FWCM
374
Ferguson Wellman Capital Management
Oregon
$3.69M -$149K -1,280 -4%
SIC
375
Salem Investment Counselors
North Carolina
$3.69M +$69.6K +600 +2%
13 14
15
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