Caterpillar
CAT
1,555 hedge funds and large institutions have $50.6B invested in Caterpillar in 2019 Q2 according to their latest regulatory filings, with 86 funds opening new positions, 584 increasing their positions, 625 reducing their positions, and 106 closing their positions.
2% less capital invested
Capital invested by funds: $51.6B → $50.6B (-$992M)
7% less repeat investments, than reductions
Existing positions increased: 584 | Existing positions reduced: 625
1.15% less ownership
Funds ownership: 66.19% → 65.04% (-1.1%)
3% less funds holding
Funds holding: 1,595 → 1,555 (-40)
10% less call options, than puts
Call options by funds: $1.42B | Put options by funds: $1.59B
15% less funds holding in top 10
Funds holding in top 10: 26 → 22 (-4)
19% less first-time investments, than exits
New positions opened: 86 | Existing positions closed: 106
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
N
Nuveen
Charlotte,
North Carolina
|
+$547M |
| 2 |
LSV Asset Management
Chicago,
Illinois
|
+$229M |
| 3 |
Sanders Capital
West Palm Beach,
Florida
|
+$198M |
| 4 |
Two Sigma Investments
New York
|
+$136M |
| 5 |
Bank of Montreal
Toronto,
Ontario, Canada
|
+$132M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
JP Morgan Chase
New York
|
-$405M |
| 2 |
Capital World Investors
Los Angeles,
California
|
-$335M |
| 3 |
Citadel Advisors
Miami,
Florida
|
-$211M |
| 4 |
Capital Research Global Investors
Los Angeles,
California
|
-$136M |
| 5 |
Schroder Investment Management Group
London,
United Kingdom
|
-$103M |
CAT Hedge Fund Activity: Q2 2019 in Review
1,555 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2019, worth a combined $50.6B — down 1.9% from $51.6B a quarter earlier.
Sellers outnumbered buyers: 106 funds closed out of CAT and 86 opened new positions — a net loss of 20 holders — while 625 trimmed existing stakes and 584 added.
The largest buyer was Nuveen, adding an estimated $547M. The largest seller was JP Morgan Chase, cutting an estimated $405M.
- 1,555 institutional investors held Caterpillar (CAT) as of Q2 2019, down from 1,595 in Q1 2019.
- Funds reported $50.6B of Caterpillar stock for Q2 2019, down 1.9% quarter-over-quarter.
- 86 funds opened new Caterpillar positions in Q2 2019 and 106 closed out, a net change of -20 holders.
- The largest Caterpillar buyer in Q2 2019 was Nuveen, an estimated $547M added.
- The largest Caterpillar seller in Q2 2019 was JP Morgan Chase, an estimated $405M sold.
Based on aggregated 13F filings for Q2 2019.