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Caterpillar
CAT

Overview Fund Activity

1,592 hedge funds and large institutions have $51.6B invested in Caterpillar in 2019 Q1 according to their latest regulatory filings, with 151 funds opening new positions, 581 increasing their positions, 595 reducing their positions, and 98 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,592
Holders Change
+34
Holders Change %
+2.18%
% of All Funds
34.51%
Holding in Top 10
26
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-10.34%
% of All Funds
0.56%
New
151
Increased
581
Reduced
595
Closed
98
Calls
$1.15B
Puts
$1.62B
Net Calls
-$470M
Net Calls Change
-$281M

Top Buyers

1
Renaissance Technologies
Renaissance Technologies
New York
$252M
2
Sanders Capital
Sanders Capital
Florida
$643M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
$262M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$125M
5
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$177M

Top Sellers

1
Capital World Investors
Capital World Investors
California
$774M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$620M
3
Vanguard Group
Vanguard Group
Pennsylvania
$6.75B
4
Adage Capital Partners
Adage Capital Partners
Massachusetts
$93.1M
5
Prudential Financial
Prudential Financial
New Jersey
$114M
Name Holding Trade Value Shares
Change 		Shares
Change %
CC
351
Cipher Capital
New York
$6.18M +$4.96M +36,598 +405%
PP
352
Paloma Partners
Connecticut
$6.17M +$5.57M +41,083 +930%
LIA
353
LS Investment Advisors
Michigan
$6.14M +$2.85M +21,063 +87%
VIA
354
Vantis Investment Advisers
Florida
$6.14M -$16.4M -120,900 -73%
LCM
355
Logan Capital Management
Pennsylvania
$6.12M +$427K +3,148 +7%
UB
356
UMB Bank
Missouri
$6.1M -$1.27M -9,370 -17%
SC
357
Scotia Capital
Ontario, Canada
$6.09M -$1.97M -14,537 -24%
Parallax Volatility Advisers
358
Parallax Volatility Advisers
California
$6.09M -$665K -4,909 -10%
SFI
359
Susquehanna Fundamental Investments
Pennsylvania
$6.07M +$6.07M +44,800 New
WAM
360
World Asset Management
Michigan
$6.02M +$491K +3,627 +9%
Dodge & Cox
361
Dodge & Cox
California
$6.02M -$81.3K -600 -1%
PI
362
PEAK6 Investments
Illinois
$6.01M -$9.9M -73,069 -62%
MNBTD
363
Moody National Bank Trust Division
Texas
$5.94M – – –
AAF
364
Andra AP-fonden
Sweden
$5.93M +$5.93M +43,800 New
QT
365
Quantbot Technologies
New York
$5.85M +$5.85M +43,151 New
CAM
366
Columbia Asset Management
Michigan
$5.73M +$281K +2,074 +5%
TAF
367
Tredje AP-fonden
Sweden
$5.69M +$605K +4,468 +12%
LMIM
368
Lockheed Martin Investment Management
Maryland
$5.69M +$5.69M +42,000 New
SH
369
SeaTown Holdings
Singapore
$5.65M +$5.65M +41,660 New
LSA
370
L & S Advisors
California
$5.62M +$4.47M +32,981 +387%
ACM
371
Aviance Capital Management
Florida
$5.61M -$1.24M -9,182 -18%
CIC
372
Cornercap Investment Counsel
Georgia
$5.55M -$107K -790 -2%
IMOV
373
Investment Management of Virginia
Virginia
$5.54M +$2.79M +20,562 +101%
OC
374
Oppenheimer & Co
New York
$5.5M +$23.6K +174 +0.4%
MA
375
MUFG Americas
New York
$5.47M +$162K +1,194 +3%
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