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Caterpillar
CAT

Overview Fund Activity

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$494M
2
Invesco
Invesco
Georgia
+$293M
3
Fidelity International
Fidelity International
Bermuda
+$186M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$167M
5
O
OppenheimerFunds
New York
+$155M

Top Sellers

1
State Street
State Street
Massachusetts
-$498M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$144M
3
MNA
Manning & Napier Advisors
New York
-$105M
4
Franklin Resources
Franklin Resources
California
-$100M
5
Capital World Investors
Capital World Investors
California
-$96.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
CHAM
351
Clear Harbor Asset Management
Connecticut
$5.55M -$2.74M -27,555 -33%
DC
352
Davenport & Co
Virginia
$5.43M -$310K -3,123 -5%
QIM
353
Quantitative Investment Management
Virginia
$5.26M -$5.62M -56,600 -52%
KRS
354
Kentucky Retirement Systems
Kentucky
$5.25M +$32.9K +331 +0.6%
BCM
355
Barometer Capital Management
Ontario, Canada
$5.17M +$5.17M +52,000 New
FAAS
356
First Allied Advisory Services
California
$5.17M +$260K +2,625 +5%
CA
357
Cullinan Associates
Kentucky
$5.16M -$24.4K -246 -0.5%
AC
358
Amiya Capital
United Kingdom
$5.07M +$5.07M +51,000 New
LSERS
359
Louisiana State Employees Retirement System
Louisiana
$5.03M -$59.6K -600 -1%
CA
360
Callahan Advisors
Texas
$5.02M +$109K +1,098 +2%
CFB
361
Cullen/Frost Bankers
Texas
$5.02M -$40K -403 -0.8%
CC
362
Cannell & Co
New York
$5.01M +$1.25M +12,620 +33%
DAM
363
Delta Asset Management
Tennessee
$5M +$73.7K +742 +1%
CC
364
Curian Capital
Colorado
$4.94M +$637K +6,408 +15%
PP
365
Palladium Partners
Virginia
$4.93M -$26.3K -265 -0.5%
NLGIA
366
Nippon Life Global Investors Americas
New York
$4.93M +$4.93M +49,660 New
GF
367
Goodman Financial
Texas
$4.91M +$155K +1,560 +3%
RCM
368
Riverhead Capital Management
Delaware
$4.89M -$23.9K -240 -0.5%
AIC
369
Argus Investors Counsel
New York
$4.87M -$149K -1,500 -3%
WTB
370
Washington Trust Bank
Washington
$4.85M +$4.85M +48,807 New
VKH
371
Virtu KCG Holdings
New York
$4.84M +$3.38M +34,057 +233%
LTFS
372
Ladenburg Thalmann Financial Services
Florida
$4.82M -$233K -2,344 -5%
PAG
373
Private Advisor Group
New Jersey
$4.78M -$69.1K -695 -1%
PSUF
374
People's United Financial
Connecticut
$4.75M -$1.49K -15 -0%
GG
375
Greenwood Gearhart
Arkansas
$4.73M +$132K +1,330 +3%
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