CAT icon

Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$312M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$305M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$298M
4
Goldman Sachs
Goldman Sachs
New York
+$238M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$133M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$167M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$122M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$115M
4
State Street
State Street
Massachusetts
-$106M
5
Morgan Stanley
Morgan Stanley
New York
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
SCM
351
Stonebridge Capital Management
California
$4.6M +$284K +3,125 +7%
AIC
352
Argus Investors Counsel
New York
$4.59M +$5.9K +65 +0.1%
PP
353
Palladium Partners
Virginia
$4.53M -$127K -1,400 -3%
LCS
354
Levin Capital Strategies
New York
$4.51M – – –
DAM
355
Delta Asset Management
Tennessee
$4.5M +$171K +1,882 +4%
RCM
356
Riverhead Capital Management
Delaware
$4.49M +$1.81M +19,979 +68%
CA
357
Callahan Advisors
Texas
$4.49M +$158K +1,741 +4%
V
358
Veritable
Delaware
$4.49M -$115K -1,271 -3%
FAAS
359
First Allied Advisory Services
California
$4.49M -$4.19M -46,143 -48%
BSPF
360
British Steel Pension Fund
United Kingdom
$4.49M -$290K -3,188 -6%
HFS
361
HL Financial Services
Kentucky
$4.48M -$333K -3,671 -7%
PAG
362
Private Advisor Group
New Jersey
$4.43M +$4.43M +48,758 New
DC
363
Deere & Company
Illinois
$4.37M +$1.15M +12,670 +36%
PSUF
364
People's United Financial
Connecticut
$4.34M -$366K -4,031 -8%
GF
365
Goodman Financial
Texas
$4.34M -$208K -2,290 -5%
SAM
366
Silvercrest Asset Management
New York
$4.34M -$25K -275 -0.6%
APFBOT
367
Amica Pension Fund Board of Trustees
Rhode Island
$4.32M +$945K +10,402 +28%
JHIU
368
Janus Henderson Investors US
Colorado
$4.28M -$4.6M -50,628 -52%
BBHC
369
Brown Brothers Harriman & Co
New York
$4.27M -$46.6K -513 -1%
ANI
370
American National Insurance
Texas
$4.26M – – –
GSBTD
371
Glenview State Bank Trust Department
Illinois
$4.22M +$4.22M +46,420 New
GG
372
Greenwood Gearhart
Arkansas
$4.2M +$156K +1,715 +4%
PG
373
PEAK6 Group
Illinois
$4.2M -$6.97M -76,749 -62%
FBB
374
Fulton Breakefield Broenniman
Maryland
$4.2M -$155K -1,702 -4%
Mariner
375
Mariner
Kansas
$4.18M -$269K -2,958 -6%
13 14
15
16 17