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Caterpillar

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 151 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,929
Holders Change
-85
Holders Change %
-4.22%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M
Name Holding Trade Value Shares
Change
Shares
Change %
SH
326
SeaTown Holdings
Singapore
$9.6M +$9.6M +50,000 New
TW
327
Transform Wealth
Colorado
$9.57M -$239K -1,247 -2%
CHAM
328
Clear Harbor Asset Management
Connecticut
$9.54M -$192 -1 -0%
MAM
329
Mastrapasqua Asset Management
Tennessee
$9.45M +$547K +2,852 +6%
AAM
330
Advisors Asset Management
Colorado
$9.36M -$798K -4,157 -8%
HR
331
Howe & Rusling
New York
$9.29M +$215K +1,119 +2%
RCYC
332
Richard C. Young & Co
Rhode Island
$9.28M +$57K +297 +0.6%
BPA
333
Beacon Pointe Advisors
California
$9.25M +$5.84M +30,406 +171%
CTC
334
Central Trust Company
Missouri
$9.24M -$367K -1,914 -4%
ECG
335
Edge Capital Group
Georgia
$9.24M +$569K +2,965 +7%
CII
336
Capital International Inc
California
$9.19M -$525K -2,737 -5%
Nomura Holdings
337
Nomura Holdings
Japan
$9.17M +$7.53M +38,465 +458%
CIBC Private Wealth Group
338
CIBC Private Wealth Group
Georgia
$9.13M -$98.1M -510,850 -91%
DZ Bank
339
DZ Bank
Germany
$9.07M +$3.11M +16,101 +52%
SC
340
Scotia Capital
Ontario, Canada
$9.05M -$1.26M -6,582 -12%
Acadian Asset Management
341
Acadian Asset Management
Massachusetts
$9.04M +$1.8M +9,366 +25%
BF
342
BOK Financial
Oklahoma
$9.04M +$9.04M +47,085 New
CSIC
343
Clifford Swan Investment Counsel
California
$9.02M -$20.9K -102 -0.2%
AWM
344
AE Wealth Management
Kansas
$9.01M +$392K +2,041 +5%
FHA
345
First Horizon Advisors
Tennessee
$8.97M +$6.71M +34,947 +297%
WorldQuant Millennium Advisors
346
WorldQuant Millennium Advisors
New York
$8.97M +$4.28M +22,273 +91%
SAM
347
Securian Asset Management
Minnesota
$8.92M -$94.6K -493 -1%
TRCT
348
Tower Research Capital (TRC)
New York
$8.89M -$4.98M -25,929 -36%
DC
349
Davenport & Co
Virginia
$8.84M +$635K +3,309 +8%
EAM
350
Erste Asset Management
Austria
$8.83M -$35.8K -182 -0.4%