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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
TCM
326
Twin Capital Management
Pennsylvania
$6.92M +$403K +3,175 +6%
CIBC Asset Management
327
CIBC Asset Management
Ontario, Canada
$6.78M -$419K -3,294 -6%
CHAM
328
Clear Harbor Asset Management
Connecticut
$6.75M +$1.27M +10,030 +23%
GSBTD
329
Glenview State Bank Trust Department
Illinois
$6.66M +$76.2K +600 +1%
RIM
330
Redpoint Investment Management
Australia
$6.63M -$95K -748 -1%
RIA
331
RPG Investment Advisory
California
$6.63M +$93K +732 +1%
BFIC
332
Bedell Frazier Investment Counselling
California
$6.62M -$864K -6,795 -12%
AC
333
Allstate Corporation
Illinois
$6.58M +$6.58M +51,754 New
PWM
334
Patriot Wealth Management
Texas
$6.55M -$149K -1,175 -2%
WIA
335
Wealthstreet Investment Advisors
Texas
$6.54M +$1.47M +11,805 +29%
NMERB
336
New Mexico Educational Retirement Board
New Mexico
$6.43M -$343K -2,700 -5%
ACM
337
Aviance Capital Management
Florida
$6.43M +$6.43M +50,583 New
DY
338
Dowling & Yahnke
California
$6.39M -$423K -3,116 -6%
DILIC
339
Dai-ichi Life Insurance Company
Japan
$6.33M -$624K -4,913 -9%
Parallax Volatility Advisers
340
Parallax Volatility Advisers
California
$6.33M -$1.78M -13,995 -22%
PWLP
341
Prio Wealth Limited Partnership
Massachusetts
$6.3M +$246K +1,935 +4%
XK
342
Xact Kapitalforvaltning
Sweden
$6.23M -$780K -6,135 -11%
RGI
343
River Global Investors
United Kingdom
$6.06M +$2.18M +17,194 +56%
NAMA
344
Nikko Asset Management Americas
New York
$6.04M +$6.04M +47,535 New
CG
345
Cutler Group
California
$6.01M -$290K -2,280 -5%
GG
346
Greenwood Gearhart
Arkansas
$5.99M +$317K +2,495 +6%
PIA
347
Piedmont Investment Advisors
North Carolina
$5.96M -$5.28M -41,572 -47%
ANI
348
American National Insurance
Texas
$5.95M – – –
SCM
349
Suffolk Capital Management
New York
$5.73M -$6.28M -49,436 -52%
Dodge & Cox
350
Dodge & Cox
California
$5.72M -$165K -1,297 -3%
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