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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
CFG
326
Citizens Financial Group
Rhode Island
$8.47M -$212K -1,421 -2%
BB
327
Busey Bank
Illinois
$8.46M +$356K +2,384 +4%
XK
328
Xact Kapitalforvaltning
Sweden
$8.45M +$204K +1,367 +2%
TF
329
TIAA FSB
Florida
$8.38M +$6.19M +41,397 +203%
BPM
330
Bronson Point Management
Connecticut
$8.32M +$9.16M +61,300 New
VMPIC
331
Varma Mutual Pension Insurance Co
Finland
$8.3M +$6.17M +41,270 +206%
Northwestern Mutual Wealth Management
332
Northwestern Mutual Wealth Management
Wisconsin
$8.28M +$713K +4,775 +8%
SAM
333
Securian Asset Management
Minnesota
$8.28M +$19.3K +129 +0.2%
AFP
334
Ausdal Financial Partners
Iowa
$8.21M -$116K -775 -1%
LDB
335
Lee, Danner & Bass
Tennessee
$8.2M +$163K +1,090 +2%
Envestnet Asset Management
336
Envestnet Asset Management
Illinois
$8.18M +$829K +5,546 +10%
SC
337
Scotia Capital
Ontario, Canada
$8.15M +$445K +2,978 +6%
BC
338
Blackhill Capital
New Jersey
$8.14M
OC
339
Oppenheimer & Co
New York
$8.06M -$2.71M -18,163 -23%
MSE
340
MUFG Securities EMEA
United Kingdom
$8M +$399K +2,670 +5%
SCM
341
Sterling Capital Management
North Carolina
$7.86M -$100K -670 -1%
SCM
342
Shelton Capital Management
Colorado
$7.84M +$4.31M +28,860 +100%
Brown Advisory
343
Brown Advisory
Maryland
$7.84M +$194K +1,298 +2%
AAF
344
Andra AP-fonden
Sweden
$7.82M +$359K +2,400 +4%
CCM
345
Cadence Capital Management
Massachusetts
$7.79M +$26.1K +175 +0.3%
AC
346
AFAM Capital
Texas
$7.73M +$71.7K +480 +0.8%
CSIC
347
Clifford Swan Investment Counsel
California
$7.71M -$179K -1,200 -2%
AAM
348
Advisors Asset Management
Colorado
$7.68M -$8.93M -59,783 -51%
CIBC Asset Management
349
CIBC Asset Management
Ontario, Canada
$7.67M +$777K +5,199 +10%
BS
350
Banco Santander
Spain
$7.66M -$3.38M -22,625 -29%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.